暨南学报(哲学社会科学版)

作者：谢澍

单位：中国政法大学刑事司法学院。

关键词：互联网金融,间接证据,电子数据,合规不起诉,追赃挽损

基金：国家社会科学基金青年项目“我国刑事证明标准的实践样态与认知模式研究”(21CFX073);中国犯罪学学会研究课题“涉互联网企业犯罪治理”(FZXXH2022C08)。

作为法律监督机关,检察机关防范化解金融风险具有必要性与可行性。但在互联网金融时代,金融犯罪已呈现出新样态,检察机关也应直面挑战,展现出防范化解重大金融风险的智慧和能力,坚持金融检察改革创新,建立健全防范化解金融风险“全流程机制”。其中包括建立行政执法与刑事司法之间规范化、常态化、制度化的金融活动数据共享交换和集中分析研判机制;建立以间接证据、电子数据为重点的证据审查机制;建立以合规不起诉为方向的金融检察试点,在“合规检察建议+相对不起诉”模式的基础上探索“附条件不起诉模式”;建立以多方协作为基础的追赃挽损机制,形成多方协作、程序激励和智能辅助相结合的局面。"/>template{display:none;}.mag-rich-xref-fn { cursor: pointer;}//长视频$(document).ready(function(){if($("#showLongArticleVideo") && $("#showLongArticleVideo").length && $("#showLongArticleVideo").length>0){mag_ajax_update({ele_id:'showLongArticleVideo',url:mag_currentQikanUrl() + "/CN/article/showLongArticleVideo.do?id="+$("#articleId").val()});}});$(document).ready(function(){window.metaData = {"journal":{"issn":"1000-5072","qiKanMingCheng_CN":"暨南学报（哲学社会科学版）","id":2,"qiKanMingCheng_EN":"Jinan Journal"},"fundList_cn":["国家社会科学基金青年项目“我国刑事证明标准的实践样态与认知模式研究”(21CFX073);中国犯罪学学会研究课题“涉互联网企业犯罪治理”(FZXXH2022C08)。"],"article":{"keywordList_cn":["互联网金融","间接证据","电子数据","合规不起诉","追赃挽损"],"juan":"45","zhaiyao_cn":"作为法律监督机关,检察机关防范化解金融风险具有必要性与可行性。但在互联网金融时代,金融犯罪已呈现出新样态,检察机关也应直面挑战,展现出防范化解重大金融风险的智慧和能力,坚持金融检察改革创新,建立健全防范化解金融风险“全流程机制”。其中包括建立行政执法与刑事司法之间规范化、常态化、制度化的金融活动数据共享交换和集中分析研判机制;建立以间接证据、电子数据为重点的证据审查机制;建立以合规不起诉为方向的金融检察试点,在“合规检察建议+相对不起诉”模式的基础上探索“附条件不起诉模式”;建立以多方协作为基础的追赃挽损机制,形成多方协作、程序激励和智能辅助相结合的局面。","endNoteUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=EndNote&id=6754","reference":"","bibtexUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=BibTeX&id=6754","abstractUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/10.11778/j.jnxb.20211930","qi":"6","id":6754,"nian":2023,"bianHao":"1690175703182-2137932721","zuoZheEn_L":"XIE Shu","juanUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2023","shouCiFaBuRiQi":"2023-07-24","qiShiYe":"59","qiUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2023/V45/I6","lanMu_cn":"司法制度研究","pdfSize":"1517","zuoZhe_CN":"谢澍","risUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=Ris&id=6754","title_cn":"互联网时代金融检察的“全流程”改革","doi":"10.11778/j.jnxb.20211930","jieShuYe":"69","keywordList_en":["Internet finance","Corporate compliance","Indirect evidence","Electronic data","Recovery of stolen goods and loss"],"endNoteUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=EndNote&id=6754","zhaiyao_en":"As a legal supervision organ, it is necessary and feasible for procuratorial organs to prevent and resolve financial risks. However, in the era of Internet finance, financial crimes have taken on a new shape. Procuratorial organs should also face the challenge, show their wisdom and abilities to prevent and resolve major financial risks, adhere to the reform and innovation of financial procuratorial, and establish and improve the “all-process mechanism” to prevent and resolve financial risks. The “all-process mechanism” means that procuratorial organs should form the all-process supervision system before, during, and after the case, and the procuratorial organs need to form the all-process supervision system from inside the case to outside the case. The establishment of such mechanism includes: 1) Firstly, establish a standardized, normalized and institutionalized financial data sharing and exchange mechanism and centralized analysis and research mechanism between administrative law enforcement and criminal justice; 2) secondly, establish an evidence review mechanism focusing on indirect evidence and electronic data; 3) thirdly, establish a pilot with compliance non-prosecution as the direction, and explore the mode of conditional non-prosecution based on the mode of compliance prosecution suggestions & relative non-prosecution; 4) fourthly, establish a recovery mechanism of stolen goods and loss based on multi-party cooperation, and form a situation of the combination of multi-party cooperation, program incentive and intelligent assistance. The reason why the reform requires the above four aspects as the core is determined by the internal logic of the all-process supervision system, including before, during, and after the case, and from inside the case to outside the case. Specifically, the financial data sharing and exchange mechanism, as well as the recovery mechanism of stolen goods and loss based on multi-party cooperation, have expanded the battlefield of procuratorial organs in dealing with internet financial risks to the pre-event and post-event. The evidence review, which focuses on indirect evidence and electronic data, is a mechanism based on the characteristics of the evidence system during and inside the cybercrime case. 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来源：2023年第6期

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