暨南学报(哲学社会科学版)杂志

暨南学报(哲学社会科学版)杂志2023年第12期

• 中华民族共同体话语构建的符号系统及其修辞策略

  刘涛, 刘倩欣

  话语建构本质上体现为一场意义实践,唯有从符号学视角切入,进入话语运作的符号系统,才能从根本上理解话语生成的意义机制及其符号法则。任何话语形式的生成,都包含话语思想、话语要素、话语表征和话语策略四个认识维度,分别对应于符号概念、符号资源、符号叙事和符号修辞,因此,可以从这四个符号维度来把握话语运作的符号系统。就中华民族共同体话语建构而言,话语思想所对应的符号概念体系,主要包括以身份意识、价值观念和利益追求为核心意涵的概念体系;话语要素所对应的符号资源体系,主要体现为承载相应符号概念的故事资源,具体包括团结故事、文化故事和进步故事;话语表征对应的符号叙事体系,主要体现为共情叙事和对立叙事;话语策略所对应的符号修辞体系,主要沿着隐喻和接合两个方面展开。"/>template{display:none;}.mag-rich-xref-fn { cursor: pointer;}//长视频$(document).ready(function(){if($("#showLongArticleVideo") && $("#showLongArticleVideo").length && $("#showLongArticleVideo").length>0){mag_ajax_update({ele_id:'showLongArticleVideo',url:mag_currentQikanUrl() + "/CN/article/showLongArticleVideo.do?id="+$("#articleId").val()});}});$(document).ready(function(){window.metaData = {"journal":{"issn":"1000-5072","qiKanMingCheng_CN":"暨南学报（哲学社会科学版）","id":2,"qiKanMingCheng_EN":"Jinan Journal"},"fundList_cn":["国家社会科学基金重大项目“中华文化经典符号谱系整理与数字人文传播研究”(23&ZD211)。"],"article":{"keywordList_cn":["中华民族共同体","符号系统","修辞策略","概念体系","叙事体系"],"juan":"45","zhaiyao_cn":"话语建构本质上体现为一场意义实践,唯有从符号学视角切入,进入话语运作的符号系统,才能从根本上理解话语生成的意义机制及其符号法则。任何话语形式的生成,都包含话语思想、话语要素、话语表征和话语策略四个认识维度,分别对应于符号概念、符号资源、符号叙事和符号修辞,因此,可以从这四个符号维度来把握话语运作的符号系统。就中华民族共同体话语建构而言,话语思想所对应的符号概念体系,主要包括以身份意识、价值观念和利益追求为核心意涵的概念体系;话语要素所对应的符号资源体系,主要体现为承载相应符号概念的故事资源,具体包括团结故事、文化故事和进步故事;话语表征对应的符号叙事体系,主要体现为共情叙事和对立叙事;话语策略所对应的符号修辞体系,主要沿着隐喻和接合两个方面展开。","endNoteUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=EndNote&id=6858","reference":"","bibtexUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=BibTeX&id=6858","abstractUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/10.11778/j.jnxb.20231375","qi":"12","id":6858,"nian":2023,"bianHao":"1703562205029-680089392","zuoZheEn_L":"LIU Tao, LIU Qianxin","juanUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2023","shouCiFaBuRiQi":"2023-12-26","qiShiYe":"1","qiUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2023/V45/I12","lanMu_cn":"铸牢中华民族共同体意识专题","pdfSize":"1437","zuoZhe_CN":"刘涛, 刘倩欣","risUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=Ris&id=6858","title_cn":"中华民族共同体话语构建的符号系统及其修辞策略","doi":"10.11778/j.jnxb.20231375","jieShuYe":"14","keywordList_en":["the community for the Chinese nation","semiotic system","rhetorical strategy","the system of concepts","the system of narratives"],"endNoteUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=EndNote&id=6858","zhaiyao_en":"The Report to the 20th National Congress of the Communist Party of China stated that ethnic affairs would be handled with a focus on forging a strong sense of community for the Chinese nation, which emphasizes uniting citizens at the spiritual level. This is a systematic project, and its primary task is to construct a discourse system, i.e., constructing the thought foundation, knowledge content, and the ways of presentation for the discourse about the community for the Chinese nation. Discourse construction is essentially the practice of meaning, which means that the generation of meaning not only concerns the link between the signifier and the signified, but also involves the cognitive foundation that makes the link work, i.e., the legitimacy basis of discourse construction. Evidently, it is not valid to respond to the legitimacy question of discourse construction by merely examining the independent, dispersed symbols and their meaning. Only by placing the semiotic representation into the complicated relation structure, can we fundamentally understand the mechanism of meaning and the rule of symbols in the discourse generation. Therefore, to supplement the rhetorical perspective which focuses on discussing the function question of meanings, this article introduces the perspective of the semiotic system from semiotics, dives into the inner meaning structure of symbols, and analyses the collection of symbols as well as its operation mechanism. The generation of any discourse form can be viewed from four dimensions-discourse thoughts, discourse elements, discourse representation, and discourse strategy, which correspond to four semiotic issues, namely semiotic concepts, semiotic resources, semiotic narrative, and semiotic rhetoric. Based on this, this article integrates the perspectives of semiotics and rhetoric, and builds an analytical framework that takes discourse thoughts, discourse elements, discourse representation, and discourse strategy as main points.In general, in the dimension of discourse thoughts, the discourse about the community for the Chinese nation has formed a semiotic concept system whose core content is about identity consciousness, values, and interests. In addition to theoretical concepts condensing the key meaning, the semiotic concept system also includes relevant concepts and empirical concepts that are used to support and interpret the key meaning. These three kinds of concepts jointly outline the discourse about the community for the Chinese nation. In the dimension of discourse elements, the system of semiotic resources of the discourse about the community for the Chinese nation is embodied primarily in the story resources bearing the meaning of corresponding semiotic concepts, including stories taking unity, culture, and progress as the topics. The stories support the discourse construction of the community for the Chinese nation severally from the aspects of identity consciousness, values, and interests. In the dimension of discourse representation, following two basic paths of rhetoric-identification by sympathy and identification by antithesis, the discourse about the community for the Chinese nation has formed two narrative patterns-the narrative with sympathy and the narrative with antithesis. Respectively with emotional and conflictual narrative language, these two narrative patterns could strengthen the public's identification towards the community for the Chinese nation. In the dimension of discourse strategy, the system of semiotic rhetoric of the discourse about the community for the Chinese nation is mainly developed along the two aspects of metaphor and articulation: the former tends to concretize the community for the Chinese nation that is an abstraction, while the latter focuses on placing the discourse about the community for the Chinese nation into the mainstream discourse network, so as to firm the public's cognitive mode about the community for the Chinese nation.","bibtexUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=BibTeX&id=6858","abstractUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/10.11778/j.jnxb.20231375","zuoZheCn_L":"刘涛, 刘倩欣","juanUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2023","lanMu_en":"","qiUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2023/V45/I12","zuoZhe_EN":"LIU Tao, LIU Qianxin","risUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=Ris&id=6858","title_en":"The Semiotic System and its Rhetorical Strategy of the Discourse Construction of the Community for the Chinese Nation","hasPdf":"true"},"authorNotes_cn":["刘涛、刘倩欣,暨南大学新闻与传播学院。"]};if(window.metaData && (!window.metaData.authorNotesCommon_cn && !window.metaData.authorNotesCorresp_cn && window.metaData.authorNotes_cn)){window.metaData.authorNotesCommon_cn = window.metaData.authorNotes_cn;}if(window.metaData && (!window.metaData.authorNotesCommon_en && !window.metaData.authorNotesCorresp_en && window.metaData.authorNotes_en)){window.metaData.authorNotesCommon_en = window.metaData.authorNotes_en;}var _nlmdtdXml = $("#article_nlmdtdXml").val();var magDir = _nlmdtdXml.replace(/\/[^\/]+$/,'');window.metaData.magDir = magDir;new mag_vue({ el: '#metaVue', //dataUrl: mag_currentQikanUrl() + '/EN/article/getRichHtmlJson.do?articleId='+$("#articleId").val(), data:window.metaData, loading:true, doTextFun:function(text){ return doDataJsonText(text); 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• 清末连南客家方言的特征——基于三江土话“四福音书”

  庄初升

  19世纪70年代美北长老会传教士到粤北地区的连州传教,1904—1905年该会的医疗传教士车以纶(Eleanor Chestnut)翻译出版了三江土话汉字本的“四福音书”。此前学界鲜有人关注该文献的语言学价值,因此几乎没有相关的研究成果。本文将结合美北长老会早期在连州的传教史实以及译者车以纶医生的生平事略,对上述“四福音书”的用字特点以及所反映的清末粤北连南客家方言的语言特色进行归纳,并对其重要的应用价值进行客观评价,方便学界和有兴趣的公众更好利用这个珍贵的方言文献。"/>template{display:none;}.mag-rich-xref-fn { cursor: pointer;}//长视频$(document).ready(function(){if($("#showLongArticleVideo") && $("#showLongArticleVideo").length && $("#showLongArticleVideo").length>0){mag_ajax_update({ele_id:'showLongArticleVideo',url:mag_currentQikanUrl() + "/CN/article/showLongArticleVideo.do?id="+$("#articleId").val()});}});$(document).ready(function(){window.metaData = {"journal":{"issn":"1000-5072","qiKanMingCheng_CN":"暨南学报（哲学社会科学版）","id":2,"qiKanMingCheng_EN":"Jinan Journal"},"fundList_cn":["浙江大学2023年重要国家和区域研究专项项目“东盟国家早期汉语方言文献的搜集、整理与研究”。"],"article":{"keywordList_cn":["美北长老会","车以纶","连州","客家方言圣经","连南客家方言"],"juan":"45","zhaiyao_cn":"19世纪70年代美北长老会传教士到粤北地区的连州传教,1904—1905年该会的医疗传教士车以纶(Eleanor Chestnut)翻译出版了三江土话汉字本的“四福音书”。此前学界鲜有人关注该文献的语言学价值,因此几乎没有相关的研究成果。本文将结合美北长老会早期在连州的传教史实以及译者车以纶医生的生平事略,对上述“四福音书”的用字特点以及所反映的清末粤北连南客家方言的语言特色进行归纳,并对其重要的应用价值进行客观评价,方便学界和有兴趣的公众更好利用这个珍贵的方言文献。","endNoteUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=EndNote&id=6859","reference":"","bibtexUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=BibTeX&id=6859","articleType":"","abstractUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/10.11778/j.jnxb.20230757","qi":"12","id":6859,"nian":2023,"bianHao":"1703562205548-686915715","zuoZheEn_L":"ZHUANG Chusheng","juanUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2023","shouCiFaBuRiQi":"2023-12-26","qiShiYe":"15","qiUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2023/V45/I12","lanMu_cn":"语言学研究","pdfSize":"1334","zuoZhe_CN":"庄初升","risUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=Ris&id=6859","copyrightStatement_cn":"","title_cn":"清末连南客家方言的特征——基于三江土话“四福音书”","doi":"10.11778/j.jnxb.20230757","jieShuYe":"26","keywordList_en":["Presbyterian Church in the United States of America (PCUSA)","Eleanor Chestnut","Lianzhou","Hakka dialect version of Bible","Liannan Hakka dialect"],"endNoteUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=EndNote&id=6859","zhaiyao_en":"In the 1870s, Presbyterian Church in the United States of America (PCUSA) came to Lianzhou in northern Guangdong to preach. From 1904 to 1905, medical missionary Eleanor Chestnut from PCUSA translated and published the Sanjiang colloquial version of the Gospel Book in Chinese characters. Few scholars have paid attention to this document before, and there have been no relevant research findings so far. Therefore, this article tries to combine the historical facts of PCUSA's early missionary work in Lianzhou and the life story of the translator, Dr. Eleanor Chestnut. It takes the Sanjiang colloquial Gospel Book as an example to briefly introduce the wording and linguistic features of Liannan Hakka in the late Qing Dynasty, and it will give an objective review of its academic application value to facilitate a better use of this precious dialect document among the academic circle and the interested public.\r\nThe predecessor of PCUSA was American Presbyterian. The pioneer of American Presbyterian, A. P. Happer, came to Guangzhou to preach and settled down in Guangzhou from Macao in 1847. In 1854, another missionary, C. F. Preston, arrived in Guangzhou. Missionaries preaching in southern China after 1861 were basically affiliated to the PCUSA. In 1872, H. V. Noyes came to Lianzhou from Guangzhou, marking the beginning of PCUSA's missionary activities in Lianzhou, northern Guangdong.\r\nSanjiang is located more than ten kilometers southwest of Lianzhou. Today, it belongs to Sanjiang Town, the county seat of Liannan Yao Autonomous County. This was once a vital missionary site for the Lianzhou branch of PCUSA. In 1894, PCUSA sent an additional medical missionary, Eleanor Chestnut, to Sanjiang, Lianzhou, to take charge of the women's medical ministry. She should have started learning the Sanjiang colloquial that year. Later, she published the “Sanjiang colloquial” version of the Gospel Book in Chinese characters by the American Bible Society in Shanghai. Among them, Gospel of Matthew was published in 1904, and Gospel of Mark, Gospel of Luke, Gospel of John were published in 1905.\r\nThis article finds that the Sanjiang colloquial Gospel Book has four wording features: 1) Many characters with the component “口” were created to record monosyllabic words in spoken language; 2) Words with similar pronunciation were added with a small circle to indicate that the word is pronounced with different tones; 3) Some words used in the documents written in colloquial Cantonese were borrowed; 4) Some common words often used in Hakka area were adopted.\r\nThe Sanjiang colloquial Gospel Book is recorded only in Chinese characters and not in Roman characters, but it records some characteristic words of the Liannan Hakka dialect in the late Qing Dynasty. This document also reflects the grammatical characteristics of the Liannan Hakka dialect. For example: 1) Aspect marker “嚟” were used; 2) The Hakka GIVE “捹” (the original character is “分”) can carry two objects, and the direct object in the front refers to the object, while the indirect object in the back refers to the person who receives the object, which should be related to the influence of Cantonese; 3) The possible negative forms of “唔” and “得” were used, such as “唔V得”, “唔得V”, “唔V得倒”, “唔V得O”, “V唔得倒”, “V唔得O倒”, etc., which might be related to the influence of Cantonese; 4) There are two types of Comparative sentences: One type is “X+比+Y+更+A”, in which the two comparison markers “比” and “更” must appear at the same time; the other is “X+A+过+Y”.\r\nThe Sanjiang colloquial Gospel Book, with significant application value, retains the basic vocabulary and grammar of Liannan Hakka dialect in the late Qing Dynasty. Based on the previous work, it is necessary to continue sorting out and excavating this precious document and further fieldwork on Liannan Hakka dialect. It is expected to accurately grasp the development and evolution patterns of Liannan Hakka dialect over more than 100 years through comprehensive and in-depth comparative research.","bibtexUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=BibTeX&id=6859","abstractUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/10.11778/j.jnxb.20230757","zuoZheCn_L":"庄初升","juanUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2023","lanMu_en":"","qiUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2023/V45/I12","zuoZhe_EN":"ZHUANG Chusheng","risUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=Ris&id=6859","copyrightStatement_en":"","title_en":"Characteristics of Liannan Hakka Version in the Qing Dynasty —Based on the Gospel Book of Sanjiang Dialect","hasPdf":"true"},"authorNotes_cn":["庄初升,浙江大学汉语史研究中心。"]};if(window.metaData && (!window.metaData.authorNotesCommon_cn && !window.metaData.authorNotesCorresp_cn && window.metaData.authorNotes_cn)){window.metaData.authorNotesCommon_cn = window.metaData.authorNotes_cn;}if(window.metaData && (!window.metaData.authorNotesCommon_en && !window.metaData.authorNotesCorresp_en && window.metaData.authorNotes_en)){window.metaData.authorNotesCommon_en = window.metaData.authorNotes_en;}var _nlmdtdXml = $("#article_nlmdtdXml").val();var magDir = _nlmdtdXml.replace(/\/[^\/]+$/,'');window.metaData.magDir = magDir;new mag_vue({ el: '#metaVue', //dataUrl: mag_currentQikanUrl() + '/EN/article/getRichHtmlJson.do?articleId='+$("#articleId").val(), data:window.metaData, loading:true, doTextFun:function(text){ return doDataJsonText(text); }, doAfterFun:function(selector,jsonData){doMagVueAfter(selector,jsonData);}});var pars = {attachType:'PDF',id:$("#articleId").val(),json:true};jQuery.post($("#mag-common-contextPath").val()+"/CN/article/showArticleFile.do?" + new Date().getTime(), pars, function(data){var json=null;if(data.match(/^\[json\].*/g)){json=eval("("+data.replace(/^\[json\]/g,"")+")");}if(json && json.status == 1){//有权限}else{//无权限$("#no-access-div").show();}});mag_ajax({url:mag_currentQikanUrl() + '/CN/article/getRichHtmlJson.do',data:{articleId:$("#articleId").val(),token:'5bb05c5726544ccbb3252e4af5b39bf0',referer:document.referrer},dataType:"json",async:"false",success:function(json){if(json.richHtmlJson && json.richHtmlJson.article){if(json.trans){var _nlmdtdXmlCN = $("#article_nlmdtdXmlCN").val();var magDirCN = _nlmdtdXmlCN.replace(/\/[^\/]+$/,'');json.richHtmlJson.magDir=magDirCN;}else{json.richHtmlJson.magDir=magDir;}new mag_vue({ el: '#bodyVue', data:json.richHtmlJson, doTextFun:function(text){ return doDataJsonText(text); 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• 国际法视域下的海洋生态环境治理:模式转型与中国贡献

  冯帅

  18个“区域海”的分布确立了海洋生态环境区域治理模式。该模式突破了国家治理维度,在近半个世纪发挥着重要作用。但是,在全球化时代,国家之间表现出高度依存性和渗透性,海洋生态环境问题也日益流露出综合性与复杂性。因此,寻求整体论下的全球治理模式,成为破解这一困境的关键。从理论上来看,新模式以全球共治理论、“新区域主义”理论和全球公民社会理论为溯源,将“条块”治理转向“系统”治理;从规范上来看,它基于《人类环境宣言》、《联合国海洋法公约》和《生物多样性公约》等国际法,聚拢了生成条件。在转型时,区域利益让位于全球利益是基本逻辑,从“中心—边缘”走向“去中心”为内部结构,多边主义下的规则建构是法律支撑,从单向指令走向双向互动为合作秩序。作为全球治理的积极参与者,中国将在“全球—区域—国家—地方”四级治理体系下,一方面推动“海洋生态环境命运共同体”之构建,探索全球利益关照下的区域利益与国家利益观,另一方面优化海洋生态环境治理能力,对现有海洋法律体系予以完善,将国家治理融入全球治理,以实现治理共融。"/>template{display:none;}.mag-rich-xref-fn { cursor: pointer;}//长视频$(document).ready(function(){if($("#showLongArticleVideo") && $("#showLongArticleVideo").length && $("#showLongArticleVideo").length>0){mag_ajax_update({ele_id:'showLongArticleVideo',url:mag_currentQikanUrl() + "/CN/article/showLongArticleVideo.do?id="+$("#articleId").val()});}});$(document).ready(function(){window.metaData = {"journal":{"issn":"1000-5072","qiKanMingCheng_CN":"暨南学报（哲学社会科学版）","id":2,"qiKanMingCheng_EN":"Jinan Journal"},"fundList_cn":["司法部国家法治与法学理论研究项目“国际法视阈下海洋环境治理模式的转型及中国对策研究”(19SFB3053)。"],"article":{"keywordList_cn":["海洋生态环境问题","区域治理","全球治理","国家治理","国际海洋法"],"juan":"45","zhaiyao_cn":"18个“区域海”的分布确立了海洋生态环境区域治理模式。该模式突破了国家治理维度,在近半个世纪发挥着重要作用。但是,在全球化时代,国家之间表现出高度依存性和渗透性,海洋生态环境问题也日益流露出综合性与复杂性。因此,寻求整体论下的全球治理模式,成为破解这一困境的关键。从理论上来看,新模式以全球共治理论、“新区域主义”理论和全球公民社会理论为溯源,将“条块”治理转向“系统”治理;从规范上来看,它基于《人类环境宣言》、《联合国海洋法公约》和《生物多样性公约》等国际法,聚拢了生成条件。在转型时,区域利益让位于全球利益是基本逻辑,从“中心—边缘”走向“去中心”为内部结构,多边主义下的规则建构是法律支撑,从单向指令走向双向互动为合作秩序。作为全球治理的积极参与者,中国将在“全球—区域—国家—地方”四级治理体系下,一方面推动“海洋生态环境命运共同体”之构建,探索全球利益关照下的区域利益与国家利益观,另一方面优化海洋生态环境治理能力,对现有海洋法律体系予以完善,将国家治理融入全球治理,以实现治理共融。","endNoteUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=EndNote&id=6860","reference":"","bibtexUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=BibTeX&id=6860","abstractUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/10.11778/j.jnxb.20221180","qi":"12","id":6860,"nian":2023,"bianHao":"1703562206222-1204707537","zuoZheEn_L":"FENG Shuai","juanUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2023","shouCiFaBuRiQi":"2023-12-26","qiShiYe":"27","qiUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2023/V45/I12","lanMu_cn":"中国式现代化·生态文明建设","pdfSize":"1317","zuoZhe_CN":"冯帅","risUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=Ris&id=6860","title_cn":"国际法视域下的海洋生态环境治理:模式转型与中国贡献","doi":"10.11778/j.jnxb.20221180","jieShuYe":"41","keywordList_en":["marine ecological environment problems","regional governance","global governance","national governance","international law of the sea"],"endNoteUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=EndNote&id=6860","zhaiyao_en":"The 21st century is the century of the sea, the shift from “back to the sea” to “facing the sea” has become a major trend in the development of the world. However, in recent years, the effect of marine ecological environment governance has formed a great contrast with the expectations of the theoretical realm and the international community—marine ecological environmental problems have not been effectively contained but further aggravated. China is a major ocean country, whose deep participation in marine ecological environment governance reflects the international obligations of a responsible power. However, for the moment, the intensity and manner of China's participation are still seriously insufficient. Therefore, how to clarify the challenges that China faces from the perspectives of the logic of rules and governance structure, and then put forward reasonable suggestions and countermeasures to obtain more institutional rights, making it from “ocean country” to “maritime power”, is urgent to explore and study.Using interdisciplinary research method, literature research method, comparative research method, and empirical research method, this paper draws the following conclusion: there are two models of regional governance and global governance for marine ecological environment governance. The distribution of 18 “regional seas” established the regional governance mode, which broke through the dimension of state governance and had played an important role for nearly half a century. However, in the era of globalization, countries are highly dependent and permeable, while the marine ecological environment problems are increasingly showing comprehensiveness and complexity. Therefore, to seek the global governance mode under the holism has become the key to solving this dilemma. Theoretically, it traces back to the theories of Global Co-governance, “New Regionalism”, and Global Civil Society, turning the “block” governance to the “system” governance. In the process of transformation, the basic logic is that global interests are superior to regional interests. The internal structure shifts from “core-periphery” to “de-centralization”. The legal support is the construction of rules under multilateralism. The cooperative order shifts from one-way instruction to two-way interaction. As an active participant to the global governance, China will, on one hand, promote the establishment of “a community of shared future for marine ecological environment” through the “global-regional-national-local” governance system, exploring the regional and national interests with the care of global interests. On the other hand, China will optimize the structure and ability of marine ecological environment governance, perfect the existing legal system, and achieve the integration of national governance and global governance.This paper contributes to the existing literature in two aspects: First, the teleological interpretation and systematic explanation of the relevant legal theories, political theories and economic theories can deepen the cognitive research on marine ecological environment governance, and the comparative analysis can deepen the issue of China's role. Second, this paper advocates that the concept of “maritime community with a shared future” should be the fundamental principle of global marine ecological environment governance, and the norm of “common but differentiated responsibilities” is the basic principle.To a certain extent, this paper broadens the approach to interpreting relevant theories of global marine ecological environment governance, and integrates the concept of “maritime community with a shared future” into it, which is conducive to promoting the realization of “a community of shared future for marine ecological environment”. At the same time, this paper can help improve the international status of developing countries to establish a “relatively equal” paradigm of international discourse power, providing a theoretical analysis and intellectual support for China's deep participation in the global marine ecological environment governance.","bibtexUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=BibTeX&id=6860","abstractUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/10.11778/j.jnxb.20221180","zuoZheCn_L":"冯帅","juanUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2023","lanMu_en":"","qiUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2023/V45/I12","zuoZhe_EN":"FENG Shuai","risUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=Ris&id=6860","title_en":"Marine Ecological Environment Governance from the Perspective of International Law: Model Transformation and China's Contributions","hasPdf":"true"},"authorNotes_cn":["冯帅,四川大学法学院。"]};if(window.metaData && (!window.metaData.authorNotesCommon_cn && !window.metaData.authorNotesCorresp_cn && window.metaData.authorNotes_cn)){window.metaData.authorNotesCommon_cn = window.metaData.authorNotes_cn;}if(window.metaData && (!window.metaData.authorNotesCommon_en && !window.metaData.authorNotesCorresp_en && window.metaData.authorNotes_en)){window.metaData.authorNotesCommon_en = window.metaData.authorNotes_en;}var _nlmdtdXml = $("#article_nlmdtdXml").val();var magDir = _nlmdtdXml.replace(/\/[^\/]+$/,'');window.metaData.magDir = magDir;new mag_vue({ el: '#metaVue', //dataUrl: mag_currentQikanUrl() + '/EN/article/getRichHtmlJson.do?articleId='+$("#articleId").val(), data:window.metaData, loading:true, doTextFun:function(text){ return doDataJsonText(text); 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• 中国环境执法体制改革中的制度变迁与多重逻辑——全球环境治理中的中国经验

  汤瑜, 刘哲

  环境执法体制是中国环境管理体制的重要组成部分,在生态文明建设中发挥着举足轻重的作用。从机构设置、职能配置和管理体制三个维度出发,文章认为环境执法体制改革历经探索起步时期的三废管理、继承发展时期的环境监理、渐进调适时期的环境监察与创新完善时期的环境执法四个阶段。此中,环境执法体制在改革主线上呈现强化监督与推动综合执法特征,在改革过程上呈现“间断—均衡”演进特征,在改革模式上呈现强制性变迁与诱致性变迁结合特征,在改革趋势上呈现专业化、独立化和法治化特征。基于已有理论和改革实践,文章建立了解构制度变迁的“社会情境—参与者网络—制度系统”框架,研究发现社会情境的外部干预、参与者网络的内部博弈以及制度系统的结构性影响共同构成了环境执法体制改革演进的多重逻辑。文章有利于加深对环境执法体制改革的学术理解,同时为环境执法体制的未来发展提供一定政策启示。"/>template{display:none;}.mag-rich-xref-fn { cursor: pointer;}//长视频$(document).ready(function(){if($("#showLongArticleVideo") && $("#showLongArticleVideo").length && $("#showLongArticleVideo").length>0){mag_ajax_update({ele_id:'showLongArticleVideo',url:mag_currentQikanUrl() + "/CN/article/showLongArticleVideo.do?id="+$("#articleId").val()});}});$(document).ready(function(){window.metaData = {"journal":{"issn":"1000-5072","qiKanMingCheng_CN":"暨南学报（哲学社会科学版）","id":2,"qiKanMingCheng_EN":"Jinan Journal"},"fundList_cn":["西安交通大学“青年拔尖人才支持计划”项目基金(GG6J006)。"],"article":{"keywordList_cn":["全球环境治理","环境执法体制","制度变迁","生态文明建设"],"juan":"45","zhaiyao_cn":"环境执法体制是中国环境管理体制的重要组成部分,在生态文明建设中发挥着举足轻重的作用。从机构设置、职能配置和管理体制三个维度出发,文章认为环境执法体制改革历经探索起步时期的三废管理、继承发展时期的环境监理、渐进调适时期的环境监察与创新完善时期的环境执法四个阶段。此中,环境执法体制在改革主线上呈现强化监督与推动综合执法特征,在改革过程上呈现“间断—均衡”演进特征,在改革模式上呈现强制性变迁与诱致性变迁结合特征,在改革趋势上呈现专业化、独立化和法治化特征。基于已有理论和改革实践,文章建立了解构制度变迁的“社会情境—参与者网络—制度系统”框架,研究发现社会情境的外部干预、参与者网络的内部博弈以及制度系统的结构性影响共同构成了环境执法体制改革演进的多重逻辑。文章有利于加深对环境执法体制改革的学术理解,同时为环境执法体制的未来发展提供一定政策启示。","endNoteUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=EndNote&id=6861","reference":"","bibtexUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=BibTeX&id=6861","abstractUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/10.11778/j.jnxb.20231052","qi":"12","id":6861,"nian":2023,"bianHao":"1703562206462-425082710","zuoZheEn_L":"TANG Yu, LIU Zhe","juanUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2023","shouCiFaBuRiQi":"2023-12-26","qiShiYe":"42","qiUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2023/V45/I12","lanMu_cn":"中国式现代化·生态文明建设","pdfSize":"1603","zuoZhe_CN":"汤瑜, 刘哲","risUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=Ris&id=6861","title_cn":"中国环境执法体制改革中的制度变迁与多重逻辑——全球环境治理中的中国经验","doi":"10.11778/j.jnxb.20231052","jieShuYe":"54","keywordList_en":["global environmental governance","environmental law enforcement system","institutional change","ecological civilization construction"],"endNoteUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=EndNote&id=6861","zhaiyao_en":"In the process of fighting against pollution and promoting ecological civilization construction, the environmental law enforcement system (ELES) is an important institutional arrangement that plays a pivotal role. While the established literature analyses the value theory and practical application of ELES, it lacks a holistic grasp of the historical situation of ELES, as well as a deeper analysis of this process. Chinese government established the environmental monitoring network and monitoring system based on sanitary and epidemiological stations in 1972. China central government implemented the comprehensive administrative law enforcement reform of ecological environmental protection in 2018. In more than 50 years, China's ELES has undergone changes from 0 to 1. In general, what stages of development has China's ELES gone through? What kind of morphological characteristics have emerged in this process? What is the mechanism of institutional change? Sorting out the historical trajectory of ELES's reform and grasping the evolutionary characteristics and multiple logics of institutional change are not only conducive to deepening the cognition of the development history of China's environmental regulatory system, but also conducive to clarifying the direction of the future evolution of ELES.Based on the analysis of China ELES's policies and events and from three dimensions of institutional setup, functional configuration, and management system, this study divides ELES into four stages, namely, waste management in the period of exploration, environmental supervision in the period of development, environmental surveillance in the period of gradual adjustment, and environmental law enforcement in the period of innovation and perfection. In this regard, ELES shows the characteristics of strengthening supervision and promoting comprehensive law enforcement in the main line of reform. The reform process is featured with the evolution “from intermittent to balanced”; the reform mode is featured with a combination of imposed changes and induced changes; the reform trend is featured with professionalization, independence, and legalization. Based on the new analytical framework of “social situation — participant network — institutional system”, it is argued that the external intervention of social situation, the internal game of participant network, and the structural influence of institutional system constitute the multiple logics of the evolution of ELES.Compared with previous literature, this paper makes contributions in two aspects. First, unlike existing studies that generally adopt a single western theory to analyze institutional change, this study starts from the practical experience of China's ELES reform, and then constructs a new analysis framework by absorbing the key points of policy network theory and historical institutionalism theory, which is conducive to expanding the knowledge boundaries of research on institutional change. Secondly, by combing law policies and analyzing historical events, this paper summarizes the trajectory, characteristics and logics of ELES reform, and responds in detail to the questions of what development stages ELES has gone through, what kind of evolution characteristics it has had, and why it has gone through the evolutions. These findings are conducive to grasping the historical appearance and future direction of the reform of ELES in a holistic way.This study clarifies, to a certain extent, the process of institutional change in China's ELES and its mechanism. It will help the central government further improve the top-level institutional design of ELES, perform well in the “second half” of ELES reform, and at the same time, contribute to the global environmental governance with China's experience and Chinese wisdom.","bibtexUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=BibTeX&id=6861","abstractUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/10.11778/j.jnxb.20231052","zuoZheCn_L":"汤瑜, 刘哲","juanUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2023","lanMu_en":"","qiUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2023/V45/I12","zuoZhe_EN":"TANG Yu, LIU Zhe","risUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=Ris&id=6861","title_en":"Institutional Change and Multiple Logics of China's Environmental Law Enforcement System Reform: China's Experience in Global Environmental Governance","hasPdf":"true"},"authorNotes_cn":["汤瑜、刘哲,西安交通大学公共政策与管理学院。"]};if(window.metaData && (!window.metaData.authorNotesCommon_cn && !window.metaData.authorNotesCorresp_cn && window.metaData.authorNotes_cn)){window.metaData.authorNotesCommon_cn = window.metaData.authorNotes_cn;}if(window.metaData && (!window.metaData.authorNotesCommon_en && !window.metaData.authorNotesCorresp_en && window.metaData.authorNotes_en)){window.metaData.authorNotesCommon_en = window.metaData.authorNotes_en;}var _nlmdtdXml = $("#article_nlmdtdXml").val();var magDir = _nlmdtdXml.replace(/\/[^\/]+$/,'');window.metaData.magDir = magDir;new mag_vue({ el: '#metaVue', //dataUrl: mag_currentQikanUrl() + '/EN/article/getRichHtmlJson.do?articleId='+$("#articleId").val(), data:window.metaData, loading:true, doTextFun:function(text){ return doDataJsonText(text); 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• 环境保护税政策能否助推经济增长？

  黄纪强, 祁毓

  实现环境保护与经济增长共赢不仅是推进生态文明建设的战略要求,也是国家可持续发展及现代治理的路径安排。文章以财政收入工具为依托,选取2014—2020年中国30个省市285个地级市面板数据为研究对象,构造双重差分模型分析在生态文明建设视域下环境保护税改革对地区经济增长的作用影响。实证研究发现,环境保护税有助于实现生态文明建设下的经济增长目标,显著促进了地区的经济增长,一系列稳健性检验发现结论依旧成立。科技创新投入增加、产业结构优化升级及劳动需求增加是环境保护税推动经济增长强化生态文明建设的主要动力途径。进一步研究发现环境保护税能有效抑制污染物排放,实现环境保护与经济增长的有机融合。本研究启示在于:不断完善环境保护税税法体系的构建、推进绿色技术战略支撑、产业结构的升级调整和劳动供给的不断优化,对于助力生态文明建设与经济绿色可持续发展具有重要的意义。"/>template{display:none;}.mag-rich-xref-fn { cursor: pointer;}//长视频$(document).ready(function(){if($("#showLongArticleVideo") && $("#showLongArticleVideo").length && $("#showLongArticleVideo").length>0){mag_ajax_update({ele_id:'showLongArticleVideo',url:mag_currentQikanUrl() + "/CN/article/showLongArticleVideo.do?id="+$("#articleId").val()});}});$(document).ready(function(){window.metaData = {"journal":{"issn":"1000-5072","qiKanMingCheng_CN":"暨南学报（哲学社会科学版）","id":2,"qiKanMingCheng_EN":"Jinan Journal"},"fundList_cn":["国家自然科学基金面上项目“促进绿色转型的财政激励机制设计:央地关系和政企关系联动视角”(72173136);中央高校基本科研业务费博士研究生科研创新项目“环境‘费改税’与企业高质量发展”(202210408)。"],"article":{"keywordList_cn":["生态文明建设","环境保护税","经济效应","自然实验","双重差分"],"juan":"45","zhaiyao_cn":"实现环境保护与经济增长共赢不仅是推进生态文明建设的战略要求,也是国家可持续发展及现代治理的路径安排。文章以财政收入工具为依托,选取2014—2020年中国30个省市285个地级市面板数据为研究对象,构造双重差分模型分析在生态文明建设视域下环境保护税改革对地区经济增长的作用影响。实证研究发现,环境保护税有助于实现生态文明建设下的经济增长目标,显著促进了地区的经济增长,一系列稳健性检验发现结论依旧成立。科技创新投入增加、产业结构优化升级及劳动需求增加是环境保护税推动经济增长强化生态文明建设的主要动力途径。进一步研究发现环境保护税能有效抑制污染物排放,实现环境保护与经济增长的有机融合。本研究启示在于:不断完善环境保护税税法体系的构建、推进绿色技术战略支撑、产业结构的升级调整和劳动供给的不断优化,对于助力生态文明建设与经济绿色可持续发展具有重要的意义。","endNoteUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=EndNote&id=6862","reference":"","bibtexUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=BibTeX&id=6862","abstractUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/10.11778/j.jnxb.20230974","qi":"12","id":6862,"nian":2023,"bianHao":"1703562206850-716804460","zuoZheEn_L":"HUANG Jiqiang, QI Yu","juanUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2023","shouCiFaBuRiQi":"2023-12-26","qiShiYe":"55","qiUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2023/V45/I12","lanMu_cn":"中国式现代化·生态文明建设","pdfSize":"1607","zuoZhe_CN":"黄纪强, 祁毓","risUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=Ris&id=6862","title_cn":"环境保护税政策能否助推经济增长？","doi":"10.11778/j.jnxb.20230974","jieShuYe":"67","keywordList_en":["ecological civilization construction","environmental protection tax","economic effect","natural experiments","difference-in-differences"],"endNoteUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=EndNote&id=6862","zhaiyao_en":"In the context of tightening resource constraints, severe environmental pollution, and ecosystem degradation, the directive to “vigorously promote the construction of ecological civilization” was initiated by the 18th National Congress of the CPC in 2012 from a fresh historical starting point. A crucial aspect of ecological civilization construction lies in not only excelling in ecological development and environmental protection, but also seamlessly integrating these endeavors with economic progress. Thus, achieving a harmonious balance between environmental preservation and economic growth emerges as a strategic imperative for advancing ecological civilization while charting a course for China's sustainable development and modern governance. The enactment of the Environmental Protection Tax Law of the People's Republic of China, commonly known as the “Environmental Protection Tax,” on December 25, 2016, and its official implementation on January 1, 2018, mark a significant stride towards safeguarding and enhancing the environment, curbing pollutant emissions, fostering ecological civilization, and realizing sustained economic development.This research utilizes fiscal revenue tools to examine panel data from 285 cities across 30 Chinese provinces between 2014 and 2020. It investigates the impact of environmental protection tax on regional economic growth within the context of ecological civilization construction using a difference-in-differences model. The study's empirical findings highlight that the environmental protection tax contributes to meeting economic growth targets within the framework of ecological civilization, significantly fostering regional economic advancement. Robustness tests consistently validate this conclusion. The research identifies increased investment in scientific and technological innovation, the optimization and upgrading of industrial structures, and the rising demand for labor as primary drivers behind environmental protection tax's role in boosting economic growth and fortifying ecological civilization development. Further exploration reveals that the environmental protection tax effectively curbs pollutant emissions, fostering a harmonious coalescence of environmental preservation and economic advancement.This paper's distinctive contributions lie in three areas. Firstly, it employs a difference-in-differences model, mitigating issues of reverse causal endogeneity and enhancing result accuracy. Secondly, it delves into the effects of the newly implemented environmental protection tax policy of 2018 on macroeconomic growth, enriching the existing research. Thirdly, it investigates the macro-mechanisms of the environmental protection tax on economic growth, with a focus on scientific and technological innovation, industrial structure, and labor demand, thereby furnishing a pathway for shaping environmental protection tax policies to bolster macroeconomic growth.The study's implications are multifold: First and foremost, it calls for continually refining the environmental protection tax laws and reinforcing the enforcement supervision, with an aim to effectively implement environmental protection tax policies, promote ecological civilization, and seamlessly integrate environmental protection with economic growth. Secondly, it stresses the need for policies to back the green technology innovation, continual adjustments of industrial structure, and optimization of labor supply to foster an industrial setup characterized by high scientific and technological content, reduced resource consumption, and minimized environmental impact. Thirdly, it emphasizes the establishment of a strategic policy for the coordinated development of environmental governance and industrial structure, advocating a green industrial structure development system, innovation-guided strategies, the development of emerging industrial clusters, and the injection of vitality into the construction of a green economic system, among other measures aimed at nurturing clean industries and propelling economic development and transformation.","bibtexUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=BibTeX&id=6862","abstractUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/10.11778/j.jnxb.20230974","zuoZheCn_L":"黄纪强, 祁毓","juanUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2023","lanMu_en":"","qiUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2023/V45/I12","zuoZhe_EN":"HUANG Jiqiang, QI Yu","risUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=Ris&id=6862","title_en":"Can Environmental Tax Policies boost Economic Growth?","hasPdf":"true"},"authorNotes_cn":["黄纪强、祁毓,中南财经政法大学财政税务学院。"]};if(window.metaData && (!window.metaData.authorNotesCommon_cn && !window.metaData.authorNotesCorresp_cn && window.metaData.authorNotes_cn)){window.metaData.authorNotesCommon_cn = window.metaData.authorNotes_cn;}if(window.metaData && (!window.metaData.authorNotesCommon_en && !window.metaData.authorNotesCorresp_en && window.metaData.authorNotes_en)){window.metaData.authorNotesCommon_en = window.metaData.authorNotes_en;}var _nlmdtdXml = $("#article_nlmdtdXml").val();var magDir = _nlmdtdXml.replace(/\/[^\/]+$/,'');window.metaData.magDir = magDir;new mag_vue({ el: '#metaVue', //dataUrl: mag_currentQikanUrl() + '/EN/article/getRichHtmlJson.do?articleId='+$("#articleId").val(), data:window.metaData, loading:true, doTextFun:function(text){ return doDataJsonText(text); 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• 境内与跨境数据动态流动的刑事治理

  张佳华

  网络“原始数据”反复交换聚合为价值丰富的“大数据”。我国《数据安全法》虽明确规定数据处理包括数据的收集、存储、使用、加工、传输、提供、公开等各个环节,但刑法多聚焦于数据的获取与提供,对收集、存储、使用、传输、公开等其他流动环节仍欠缺有力规制。数据犯罪所侵害的法益非常容易与侵犯公民个人信息罪、侵犯商业秘密罪、虚拟财产等犯罪所侵害的法益产生重叠或者混淆。刑法对数据的保护并不是以数据背后的代码逻辑为依据,而是以数据的具体法益为基础。数据作为载体本身与其反映的信息内容明显不同。数据安全所包含的确保数据完整性、保密性、可用性成为数据犯罪保护的法益。建议增设“侵犯数据安全罪”,充分涵盖数据从产生至销毁的全生命周期,以覆盖动态流动全流程,如将非法收集、处理、传输、使用、销毁数据的行为作为“侵犯数据安全罪”的构成要件,从而最大化地对数据安全法益进行保护。建构数据动态流动的公益与私益双重保护,明确数据出罪情形以兼顾数据创新。强化数据跨境流动的刑事治理,以完善数据动态流动的刑事治理体系。"/>template{display:none;}.mag-rich-xref-fn { cursor: pointer;}//长视频$(document).ready(function(){if($("#showLongArticleVideo") && $("#showLongArticleVideo").length && $("#showLongArticleVideo").length>0){mag_ajax_update({ele_id:'showLongArticleVideo',url:mag_currentQikanUrl() + "/CN/article/showLongArticleVideo.do?id="+$("#articleId").val()});}});$(document).ready(function(){window.metaData = {"journal":{"issn":"1000-5072","qiKanMingCheng_CN":"暨南学报（哲学社会科学版）","id":2,"qiKanMingCheng_EN":"Jinan Journal"},"fundList_cn":["教育部人文社会科学研究青年基金项目“公正司法视域下罚金刑自由裁量的边界与程序控制研究”(23YJC820051);中央高校基本科研业务费项目“新时代国家安全的重大风险挑战及其监管机制研究”(FRF-BR-23-05B);中国政法大学青年教师学术创新团队支持计划资助项目(21CXTD01)。"],"article":{"keywordList_cn":["数字时代","数据","动态流动","数据安全法益","刑事治理"],"juan":"45","zhaiyao_cn":"网络“原始数据”反复交换聚合为价值丰富的“大数据”。我国《数据安全法》虽明确规定数据处理包括数据的收集、存储、使用、加工、传输、提供、公开等各个环节,但刑法多聚焦于数据的获取与提供,对收集、存储、使用、传输、公开等其他流动环节仍欠缺有力规制。数据犯罪所侵害的法益非常容易与侵犯公民个人信息罪、侵犯商业秘密罪、虚拟财产等犯罪所侵害的法益产生重叠或者混淆。刑法对数据的保护并不是以数据背后的代码逻辑为依据,而是以数据的具体法益为基础。数据作为载体本身与其反映的信息内容明显不同。数据安全所包含的确保数据完整性、保密性、可用性成为数据犯罪保护的法益。建议增设“侵犯数据安全罪”,充分涵盖数据从产生至销毁的全生命周期,以覆盖动态流动全流程,如将非法收集、处理、传输、使用、销毁数据的行为作为“侵犯数据安全罪”的构成要件,从而最大化地对数据安全法益进行保护。建构数据动态流动的公益与私益双重保护,明确数据出罪情形以兼顾数据创新。强化数据跨境流动的刑事治理,以完善数据动态流动的刑事治理体系。","endNoteUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=EndNote&id=6863","reference":"","bibtexUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=BibTeX&id=6863","abstractUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/10.11778/j.jnxb.20231115","qi":"12","id":6863,"nian":2023,"bianHao":"1703562207215-1080429784","zuoZheEn_L":"ZHANG Jiahua","juanUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2023","shouCiFaBuRiQi":"2023-12-26","qiShiYe":"68","qiUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2023/V45/I12","lanMu_cn":"中国式现代化·刑事司法","pdfSize":"1487","zuoZhe_CN":"张佳华","risUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=Ris&id=6863","title_cn":"境内与跨境数据动态流动的刑事治理","doi":"10.11778/j.jnxb.20231115","jieShuYe":"80","keywordList_en":["digital age","data","dynamic flow","data security benefits","criminal governance"],"endNoteUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=EndNote&id=6863","zhaiyao_en":"In the digital age, the economic value and security value of data are becoming more and more prominent, and the traditional society of real transactions between people has gradually evolved into a network society centered on the information and data of the Internet. While the dynamic flow of Data realizes its value, the security risks in each link also increase exponentially. Although China's Data Security Law clearly stipulates that data processing includes data collection, storage, use, processing, transmission, provision, disclosure and other links, the Criminal Law mostly focuses on the acquisition and provision of data, and still lacks strong regulations on other mobile links such as collection, storage, use, transmission, and disclosure. At the same time, although China's criminal legislation continues to regulate by expanding charges, it remains to be seen whether this “fragmented” protection can respond to the country's requirements for data rights protection. Therefore, it is urgent to research and construct a criminal governance system to protect data security. While fully leveraging the value attributes of the existing legal system, the targeted legislation should be made to reshape the blank areas of criminal law regulation, in order to efficiently, normatively, and comprehensively address the risks and hidden dangers of dynamic data flow in the digital age. However, existing literature has limited research on this issue.This paper focuses on the problems in the dynamic flow of data and explores the criminal governance path throughout the entire process of data dynamic flow. Based on the determination of legal interests in data crimes, this study aims to reshape the criminal governance system of data dynamic flow in response to the logic of data dynamic flow risks. The repeated exchange and aggregation of “raw data” into valuable “Big Data” has led to deficiencies in the existing criminal legal system in terms of conceptual boundaries, behavioral regulation, object scope, and legal interest protection due to the novelty, complexity, and variability of data. The protection of data in the Criminal Law is not based on the code logic behind the data, but on the specific legal interests of the data. The legal interests infringed upon by data crimes are easily overlapped or confused with those infringed upon by crimes, such as infringing on personal information of citizens, infringing on trade secrets, and virtual property. The data itself as a carrier is significantly different from the information content it reflects. The guarantee of data integrity, confidentiality, and availability, which is included in data security, has become a legal interest in data crime protection. The unique non consumption, diversity, magnanimity, and value of data form exclusive legal interests independent of traditional criminal offenses.Regarding the improvement path of the criminal governance system for dynamic data flow in the digital age, this article suggests adding the crime of “infringing on data security”, which fully covers the entire lifecycle of data from generation to destruction, to cover the entire process of dynamic flow. For example, the illegal collection, processing, transmission, use, and destruction of Data are considered as constituent elements of the crime of “infringing on Data security”, in order to maximize the protection of data security interests, Simultaneously constructing a dual protection system for public and private interests in the dynamic flow of data, clarifying the circumstances of data crimes to balance data innovation, and strengthening criminal governance for cross-border data flow.","bibtexUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=BibTeX&id=6863","abstractUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/10.11778/j.jnxb.20231115","zuoZheCn_L":"张佳华","juanUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2023","lanMu_en":"","qiUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2023/V45/I12","zuoZhe_EN":"ZHANG Jiahua","risUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=Ris&id=6863","title_en":"Criminal Governance of the Dynamic Flow of Domestic and Cross-border Date","hasPdf":"true"},"authorNotes_cn":["张佳华,中国政法大学互联网治理研究中心。"]};if(window.metaData && (!window.metaData.authorNotesCommon_cn && !window.metaData.authorNotesCorresp_cn && window.metaData.authorNotes_cn)){window.metaData.authorNotesCommon_cn = window.metaData.authorNotes_cn;}if(window.metaData && (!window.metaData.authorNotesCommon_en && !window.metaData.authorNotesCorresp_en && window.metaData.authorNotes_en)){window.metaData.authorNotesCommon_en = window.metaData.authorNotes_en;}var _nlmdtdXml = $("#article_nlmdtdXml").val();var magDir = _nlmdtdXml.replace(/\/[^\/]+$/,'');window.metaData.magDir = magDir;new mag_vue({ el: '#metaVue', //dataUrl: mag_currentQikanUrl() + '/EN/article/getRichHtmlJson.do?articleId='+$("#articleId").val(), data:window.metaData, loading:true, doTextFun:function(text){ return doDataJsonText(text); 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• 刑事合规出罪功能的比较考察与中国路径

  陶朗逍

  以合规为企业出罪事由的刑事法律制度,可以分为事前合规实体出罪和事后合规程序出罪两种。以企业犯罪暂缓起诉制度为核心的事后合规程序在美国、英国、加拿大、法国均具有出罪功能,但各国对是否还应确立事前合规无罪抗辩制度存在分歧。我国涉案企业合规改革开启事后合规程序出罪的本土化探索,在建立企业附条件不起诉制度时,应以企业与责任人分离追诉为基础,构筑以立法权和行政权限制检察官裁量权的制度。基于事前合规和事后合规在犯罪预防功能方面的互补性,应在“集体决策责任论”中纳入以事前合规为由判定企业无罪的法解释空间。在合规双重出罪模式的司法保障下,扩张企业犯罪圈和增设强制合规义务可以成为治理企业犯罪的有效立法手段。"/>template{display:none;}.mag-rich-xref-fn { cursor: pointer;}//长视频$(document).ready(function(){if($("#showLongArticleVideo") && $("#showLongArticleVideo").length && $("#showLongArticleVideo").length>0){mag_ajax_update({ele_id:'showLongArticleVideo',url:mag_currentQikanUrl() + "/CN/article/showLongArticleVideo.do?id="+$("#articleId").val()});}});$(document).ready(function(){window.metaData = {"journal":{"issn":"1000-5072","qiKanMingCheng_CN":"暨南学报（哲学社会科学版）","id":2,"qiKanMingCheng_EN":"Jinan Journal"},"fundList_cn":["司法部法治建设与法学理论研究部级科研项目“企业合规出罪的路径与限度研究”(22SFB4014)。"],"article":{"keywordList_cn":["刑事合规","事前合规","事后合规","合规出罪","附条件不起诉"],"juan":"45","zhaiyao_cn":"以合规为企业出罪事由的刑事法律制度,可以分为事前合规实体出罪和事后合规程序出罪两种。以企业犯罪暂缓起诉制度为核心的事后合规程序在美国、英国、加拿大、法国均具有出罪功能,但各国对是否还应确立事前合规无罪抗辩制度存在分歧。我国涉案企业合规改革开启事后合规程序出罪的本土化探索,在建立企业附条件不起诉制度时,应以企业与责任人分离追诉为基础,构筑以立法权和行政权限制检察官裁量权的制度。基于事前合规和事后合规在犯罪预防功能方面的互补性,应在“集体决策责任论”中纳入以事前合规为由判定企业无罪的法解释空间。在合规双重出罪模式的司法保障下,扩张企业犯罪圈和增设强制合规义务可以成为治理企业犯罪的有效立法手段。","endNoteUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=EndNote&id=6864","reference":"","bibtexUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=BibTeX&id=6864","abstractUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/10.11778/j.jnxb.20230037","qi":"12","id":6864,"nian":2023,"bianHao":"1703562207516-732016645","zuoZheEn_L":"TAO Langxiao","juanUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2023","shouCiFaBuRiQi":"2023-12-26","qiShiYe":"81","qiUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2023/V45/I12","lanMu_cn":"中国式现代化·刑事司法","pdfSize":"1284","zuoZhe_CN":"陶朗逍","risUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=Ris&id=6864","title_cn":"刑事合规出罪功能的比较考察与中国路径","doi":"10.11778/j.jnxb.20230037","jieShuYe":"91","keywordList_en":["criminal compliance","pre-compliance","post-compliance","decriminalization for compliance","a conditional non-prosecution system"],"endNoteUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=EndNote&id=6864","zhaiyao_en":"In recent years, in the field of criminal justice, China's procuratorial organs have taken the lead in carrying out compliance reforms for enterprises involved in cases. Many companies involved in crimes were not prosecuted by the procuratorial organs because they carried out effective compliance rectification afterwards. This makes compliance a legitimate basis for decriminalization. However, the criminal legal system that uses compliance as the cause of corporate crimes can be divided into two types: pre-compliance decriminalization by substantive laws and post-compliance decriminalization by procedural laws. What content China's compliance crime system should include and how it should be embedded into the current unit crime legal system are unresolved theoretical problems.This paper mainly adopts a comparative research method to discuss the legislative plan for decriminalization for compliance in China. On one hand, by comparing the differences in compliance decriminalization systems among foreign countries such as the United States, the United Kingdom, Canada, and France, it is summarized into two main practice models: the post-compliance procedural decriminalization model and the dual-compliance decriminalization model. On the other hand, by comparing overseas experience with the current situation in China, it is clear that China should choose the dual-compliance decriminalization model. In terms of procedural decriminalization, a system of conditional non-prosecution for enterprises should be established based on the experience of compliance reform of enterprises involved in the case. There shall be a separation of prosecutions between enterprises and responsible persons as well as a system that uses legislative and administrative powers to limit the discretion of prosecutors. In terms of substantive decriminalization, the “collective decision-making responsibility theory” should be established for unit crimes, and the legal interpretation space should be included on the grounds of prior compliance.Compared with existing literatures, this article mainly expands on the following two aspects. Firstly, it adopts the research perspective of criminal integration, in order to solve the legislative revision problems of Criminal Law and Criminal Procedure Law simultaneously. Previous researches only focused on a single aspect of substantive law or procedural law, lacking suggestions based on the linkage of the two laws. Therefore, it is difficult to comprehensively solve the problem of involving compliance into Chinese laws. Secondly, it puts forward research conclusions on the combination of criminalization and decriminalization, advocating that “legislative criminalization with judicial decriminalization” should be used to optimize the effectiveness of corporate crime management in China. Previous researches have focused more on the legitimacy and methods of compliance with decriminalization, without fully considering the cooperative relationship between criminalization and decriminalization. This paper advocates that on the basis of establishing the dual-compliance decriminalization model, expanding the corporate crime zone and adding mandatory compliance obligations can be used as effective legislative means to control corporate crime.The research contained in this paper reveals to a certain extent that the feasible solutions to constituting China's compliance-based decriminalization system. It can be used as a reference for criminal justice organs when deepening the compliance reform for enterprises involved in the case. In the meantime, it will be useful for the legislative organs to determine a compliance-based legalization plan. In short, the “collective decision-making responsibility theory” should be used to encourage enterprises in terms of establishing daily compliance management programs. By doing so, the enterprises can involve the prevention of illegal crimes into daily operations and management. Moreover, the conditional non-prosecution system of enterprises should embedded into the existing Criminal Procedural Law, which will encourage enterprises to conduct a management rectification activity based on compliance after the illegal and criminal acts occur. By forming an effective compliance program, the enterprises can correct the root causes in the management system that causes the illegal and criminal acts.","bibtexUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=BibTeX&id=6864","abstractUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/10.11778/j.jnxb.20230037","zuoZheCn_L":"陶朗逍","juanUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2023","lanMu_en":"","qiUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2023/V45/I12","zuoZhe_EN":"TAO Langxiao","risUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=Ris&id=6864","title_en":"A Comparative Study and the Chinese Illustration on the Function of Decriminalization for Criminal Compliance","hasPdf":"true"},"authorNotes_cn":["陶朗逍,北京科技大学文法学院。"]};if(window.metaData && (!window.metaData.authorNotesCommon_cn && !window.metaData.authorNotesCorresp_cn && window.metaData.authorNotes_cn)){window.metaData.authorNotesCommon_cn = window.metaData.authorNotes_cn;}if(window.metaData && (!window.metaData.authorNotesCommon_en && !window.metaData.authorNotesCorresp_en && window.metaData.authorNotes_en)){window.metaData.authorNotesCommon_en = window.metaData.authorNotes_en;}var _nlmdtdXml = $("#article_nlmdtdXml").val();var magDir = _nlmdtdXml.replace(/\/[^\/]+$/,'');window.metaData.magDir = magDir;new mag_vue({ el: '#metaVue', //dataUrl: mag_currentQikanUrl() + '/EN/article/getRichHtmlJson.do?articleId='+$("#articleId").val(), data:window.metaData, loading:true, doTextFun:function(text){ return doDataJsonText(text); 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• 经济增长目标、宏观杠杆周期与货币政策的非对称区制效应

  单敬群, 林识, 陈创练

  为了研究提升货币政策调控效果,选取我国1996年第一季度至2022年第二季度的数据,在货币政策模型系统构建的基础上采用LSTVAR模型研究了货币政策在不同宏观杠杆周期状态下的宏观经济效应,以及不同经济增长状态下的杠杆效应。结果表明,不同冲击方向的货币政策对经济增速和通胀的影响非对称性较弱,而在不同宏观杠杆周期状态下非对称性显著,其中高宏观杠杆时期的影响更强。在不同冲击方向、不同经济增长状态下,货币政策的宏观杠杆效应均有非对称性,其中低经济增速时期的宽松型货币政策效应更强。对比三部门,货币政策对企业杠杆周期的影响最强,对家庭杠杆周期的影响最持久,且不同经济增长状态下的非对称性也最显著。对比两类货币政策,还发现数量型相对价格型的效果更强。"/>template{display:none;}.mag-rich-xref-fn { cursor: pointer;}//长视频$(document).ready(function(){if($("#showLongArticleVideo") && $("#showLongArticleVideo").length && $("#showLongArticleVideo").length>0){mag_ajax_update({ele_id:'showLongArticleVideo',url:mag_currentQikanUrl() + "/CN/article/showLongArticleVideo.do?id="+$("#articleId").val()});}});$(document).ready(function(){window.metaData = {"journal":{"issn":"1000-5072","qiKanMingCheng_CN":"暨南学报（哲学社会科学版）","id":2,"qiKanMingCheng_EN":"Jinan Journal"},"fundList_cn":["国家自然科学基金面上项目《基于高维混频大数据的国际风险外溢路径及宏观货币政策动态协调的管理机制研究》(72071094);教育部人文社会科学研究青年项目《基于跨市场关联DSGE模型的时变金融风险传染与宏观政策协调效应研究》(22YJC790020);浙江省社会科学界联合会研究课题《大数据时代浙江省中小微企业信用风险的动态评价及管控机制研究》(2024N033);浙江省统计研究青年项目《基于高维混频大数据的浙江省区域系统性金融风险实时动态监测研究》(23TJQN14)。"],"article":{"keywordList_cn":["货币政策","经济增长","通货膨胀","杠杆周期","LSTVAR模型"],"juan":"45","zhaiyao_cn":"为了研究提升货币政策调控效果,选取我国1996年第一季度至2022年第二季度的数据,在货币政策模型系统构建的基础上采用LSTVAR模型研究了货币政策在不同宏观杠杆周期状态下的宏观经济效应,以及不同经济增长状态下的杠杆效应。结果表明,不同冲击方向的货币政策对经济增速和通胀的影响非对称性较弱,而在不同宏观杠杆周期状态下非对称性显著,其中高宏观杠杆时期的影响更强。在不同冲击方向、不同经济增长状态下,货币政策的宏观杠杆效应均有非对称性,其中低经济增速时期的宽松型货币政策效应更强。对比三部门,货币政策对企业杠杆周期的影响最强,对家庭杠杆周期的影响最持久,且不同经济增长状态下的非对称性也最显著。对比两类货币政策,还发现数量型相对价格型的效果更强。","endNoteUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=EndNote&id=6865","reference":"","bibtexUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=BibTeX&id=6865","abstractUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/10.11778/j.jnxb.20230036","qi":"12","id":6865,"nian":2023,"bianHao":"1703562207774-49513956","zuoZheEn_L":"SHAN Jingqun, LIN Shi, CHEN Chuanglian","juanUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2023","shouCiFaBuRiQi":"2023-12-26","qiShiYe":"92","qiUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2023/V45/I12","lanMu_cn":"宏观经济研究","pdfSize":"2253","zuoZhe_CN":"单敬群, 林识, 陈创练","risUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=Ris&id=6865","title_cn":"经济增长目标、宏观杠杆周期与货币政策的非对称区制效应","doi":"10.11778/j.jnxb.20230036","jieShuYe":"109","keywordList_en":["monetary policy","economic growth","inflation","leverage cycle","LSTVAR model"],"endNoteUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=EndNote&id=6865","zhaiyao_en":"In recent years, economic growth of China has continued to decline, and the macro leverage ratio has climbed again, becoming a huge resistance of the national economic recovery and financial stability. Against this background, how to accurately exert its monetary policy to achieve stable economic growth, reduce inflation and macro leverage risks, is the core goal of China's macro-control department. The existing literature basically studies the asymmetric macroeconomic effects of monetary policies from the perspectives of different impact directions and degrees, different economic development and macroeconomic policy stages. However, there are few studies on the asymmetric region effect of monetary policy in different economic growth target stages from the perspective of macro leverage cycle. What's more, the research of further deepening research from the perspective of the government leverage cycles, corporate leverage cycles, and households leverage cycles is even more scarce.Selecting data from the first quarter of our country from 1996 to the second quarter of 2022, and adopting the non-linear logic smooth transition vector autoregressive model on the basis of the construction of the monetary policy model system, this article studies the macroeconomic effects of monetary policy under different macro leverage cycles and the leverage effect in different economic growth states. The results show that the impact of monetary policy in different impact directions on economic growth and inflation is weak, and asymmetry is significant in the state of different macro leverage cycles, and the impact of high macro leverage is stronger. Under different impact directions and different economic growth states, the macro leverage effects of monetary policy are non-symmetrical, and the loose monetary policy effects in the low economic growth period are stronger. Compared with the three departments, the impact of monetary policy on the corporate leverage cycle is the strongest, the impact of the households leverage cycle is the most long-lasting, and the asymmetry in different economic growth state is also the most significant. Compared with the two types of monetary policies, it is also found that the relatively price-oriented effect is more effective.Compared with previous documents, this article has made marginal contributions in the following three aspects: First of all, the macro leveraged cycle and stock index gap factors are introduced into the monetary policy model system, and the comprehensive non-linear monetary policy model system is established, which includes the monetary policy, economic growth, inflation rate, stock index gap, and stock index gaps and macro leverage cycle. Secondly, this paper expands the non-linear LSTVAR model with leverage cycle as the threshold, identifies the period of leverage increase and deleveraging in China, and adds to the research on the asymmetric effects of price and quantitative monetary policies on economic growth and inflation under different leverage cycle regions. Thirdly, macro leverage is divided into enterprise leverage, government leverage and household leverage, and from the new perspective of structural leverage cycle, the asymmetric effects of price and quantitative monetary policies on enterprise, government and household leverage cycle under the two-region system of high and low economic growth rate are further discussed.The research of this paper is a useful supplement and perfection to the existing macro-control theory of monetary policy, which is not only helpful to identify the impact of the central bank's loose or tight price and quantitative monetary policies on macro leverage and structural leverage, but also identify the effectiveness of monetary policy and structural deleveraging that changes and adjusts in real time with the economic growth situation. It provides important decision-making basis for the future policy authorities to flexibly and accurately regulate monetary policy, so as to achieve macroeconomic policy objectives.","bibtexUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=BibTeX&id=6865","abstractUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/10.11778/j.jnxb.20230036","zuoZheCn_L":"单敬群, 林识, 陈创练","juanUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2023","lanMu_en":"","qiUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2023/V45/I12","zuoZhe_EN":"SHAN Jingqun, LIN Shi, CHEN Chuanglian","risUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=Ris&id=6865","title_en":"The Asymmetric Region Effect of Monetary Policy in Different Economic Growth Target Stages from the Perspective of Macro Leverage Cycle","hasPdf":"true"},"authorNotes_cn":["单敬群,浙江财经大学金融学院;林识,暨南大学经济学院;陈创练,暨南大学金融研究所、暨南大学南方高等金融研究院。"]};if(window.metaData && (!window.metaData.authorNotesCommon_cn && !window.metaData.authorNotesCorresp_cn && window.metaData.authorNotes_cn)){window.metaData.authorNotesCommon_cn = window.metaData.authorNotes_cn;}if(window.metaData && (!window.metaData.authorNotesCommon_en && !window.metaData.authorNotesCorresp_en && window.metaData.authorNotes_en)){window.metaData.authorNotesCommon_en = window.metaData.authorNotes_en;}var _nlmdtdXml = $("#article_nlmdtdXml").val();var magDir = _nlmdtdXml.replace(/\/[^\/]+$/,'');window.metaData.magDir = magDir;new mag_vue({ el: '#metaVue', //dataUrl: mag_currentQikanUrl() + '/EN/article/getRichHtmlJson.do?articleId='+$("#articleId").val(), data:window.metaData, loading:true, doTextFun:function(text){ return doDataJsonText(text); 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• 宏观杠杆率、金融稳定与货币政策调控——基于中国金融稳定指数的构建

  何剑, 祝林

  基于TVP-VAR模型探讨货币政策不同量价工具对宏观杠杆率和金融稳定的时变影响机制以及宏观杠杆率与金融稳定间的双向动态溢出效应。结果表明,从货币政策的调控效应看,数量型和价格型工具对稳杠杆和稳金融均具有显著的、阶段性的调控效果,不同期限组合能够实现抑制宏观杠杆率和促进金融稳定;从稳杠杆与稳金融的双向溢出效应看,二者互为调控政策的路径选择,宏观杠杆率的适度波动在长期内有助于提升金融稳定,而金融体系稳定性的增强在中长期内能够有效遏制宏观杠杆率的上升势头。为此,货币当局应继续健全“稳杠杆”和“稳金融”的监管体系,完善货币政策调控改革机制,提升结构性货币政策实施质效,加快宏观审慎政策框架建设,形成宏观杠杆率稳定与金融稳定相互促进的良性循环。"/>template{display:none;}.mag-rich-xref-fn { cursor: pointer;}//长视频$(document).ready(function(){if($("#showLongArticleVideo") && $("#showLongArticleVideo").length && $("#showLongArticleVideo").length>0){mag_ajax_update({ele_id:'showLongArticleVideo',url:mag_currentQikanUrl() + "/CN/article/showLongArticleVideo.do?id="+$("#articleId").val()});}});$(document).ready(function(){window.metaData = {"journal":{"issn":"1000-5072","qiKanMingCheng_CN":"暨南学报（哲学社会科学版）","id":2,"qiKanMingCheng_EN":"Jinan Journal"},"fundList_cn":["国家自然科学基金地区项目“双支柱框架下稳定金融的政策协同效应研究”(7216030084)。"],"article":{"keywordList_cn":["宏观杠杆率","金融稳定","货币政策","TVP-VAR模型","中国金融稳定指数"],"juan":"45","zhaiyao_cn":"基于TVP-VAR模型探讨货币政策不同量价工具对宏观杠杆率和金融稳定的时变影响机制以及宏观杠杆率与金融稳定间的双向动态溢出效应。结果表明,从货币政策的调控效应看,数量型和价格型工具对稳杠杆和稳金融均具有显著的、阶段性的调控效果,不同期限组合能够实现抑制宏观杠杆率和促进金融稳定;从稳杠杆与稳金融的双向溢出效应看,二者互为调控政策的路径选择,宏观杠杆率的适度波动在长期内有助于提升金融稳定,而金融体系稳定性的增强在中长期内能够有效遏制宏观杠杆率的上升势头。为此,货币当局应继续健全“稳杠杆”和“稳金融”的监管体系,完善货币政策调控改革机制,提升结构性货币政策实施质效,加快宏观审慎政策框架建设,形成宏观杠杆率稳定与金融稳定相互促进的良性循环。","endNoteUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=EndNote&id=6866","reference":"","bibtexUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=BibTeX&id=6866","abstractUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/10.11778/j.jnxb.20230631","qi":"12","id":6866,"nian":2023,"bianHao":"1703562208066-931112274","zuoZheEn_L":"HE Jian, ZHU Lin","juanUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2023","shouCiFaBuRiQi":"2023-12-26","qiShiYe":"110","qiUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2023/V45/I12","lanMu_cn":"宏观经济研究","pdfSize":"3038","zuoZhe_CN":"何剑, 祝林","risUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=Ris&id=6866","title_cn":"宏观杠杆率、金融稳定与货币政策调控——基于中国金融稳定指数的构建","doi":"10.11778/j.jnxb.20230631","jieShuYe":"128","keywordList_en":["macro leverage ratio","financial stability","monetary policy","TVP-VAR model","China's financial stability index"],"endNoteUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=EndNote&id=6866","zhaiyao_en":"At present, the global economic and financial situation has become more complex and severe, and the global financial system is facing major challenges. The work report of the Chinese government and the Central Economic Work Conference have repeatedly emphasised the need to adhere to the steady progress of financial work, to form a synergy in financial risk disposal, and to maintain the relative stability of the macro leverage ratio. The implementation of scientific and effective monetary policy is an important means of maintaining financial stability and preventing leverage risks, as well as an inevitable requirement for the modernisation of the national governance system and governance capacity. However, there is little literature on the dynamic relationship between the monetary policy and the macro leverage and financial stability to explore the effectiveness of quantity and price regulation, especially the lack of empirical models for in-depth research.This paper adopts the websites of the National Bureau of Statistics, the People's Bank of China, and the China Securities Regulatory Commission, selects indicators covering multiple dimensions, such as real estate market risk, non-performing asset risk, and bond default risk, constructs a financial stability composite index through principal component analysis, and explores the dynamic relationship between macro leverage, financial stability, and monetary policy based on the time-varying parameter vector autoregressive model (TVP-VAR). The empirical study finds that: from the perspective of the regulatory effect of monetary policy, both quantitative and price-based tools have significant, stage-by-stage regulatory effects on leverage stabilisation and financial stabilisation, and different combinations of maturities can achieve the suppression of macro leverage and the promotion of financial stability; from the perspective of the bi-directional spill-over effect of leverage stabilisation and financial stabilisation, the two are the path of choice for each other's regulatory policies, and the moderate fluctuations in macro leverage will help to promote financial stability in the long term, while the enhancement of financial system stability will help to improve financial stability in the long term. In the long run, the moderate fluctuation of macro leverage ratio can help improve financial stability, while the enhancement of financial system stability can effectively curb the rising momentum of macro leverage ratio in the medium and long term.Compared with previous studies, this paper expands in the following three aspects: First, based on the time-varying characteristics perspective, it provides a realistic explanation for the impact of monetary policy on macro leverage and financial stability; second, based on the inclusion of macro leverage and financial factors in the regulatory framework of monetary policy, it reveals the two-way dynamic spillover effect between macro leverage and financial stability in the argument, and provides empirical evidence on whether the two are the path choices for the control policy; third, it provides empirical evidence on whether they are the path choices for the control policy; third, it discusses the heterogeneous impact of monetary policy on macro leverage and financial stability when China's financial stability is at different stages, and puts forward relevant policy recommendations based on the analysis of the focus and modes of monetary policy regulation and reform.The research in this paper reveals to a certain extent the time-varying response characteristics of different quantitative tools on macro leverage and financial stability, as well as the bidirectional dynamic spillover effect between macro leverage and financial stability, which helps to enrich the theoretical basis of macro regulation practice, further improve the reform mechanism of monetary policy regulation, and provide decision-making references to realise the dual stability of macro leverage and financial stability.","bibtexUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=BibTeX&id=6866","abstractUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/10.11778/j.jnxb.20230631","zuoZheCn_L":"何剑, 祝林","juanUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2023","lanMu_en":"","qiUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2023/V45/I12","zuoZhe_EN":"HE Jian, ZHU Lin","risUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=Ris&id=6866","title_en":"On the Dynamic Relationship between the Monetary Policy and the Macro Leverage and Financial Stability —Based on the Construction of China's Financial Stability Index","hasPdf":"true"},"authorNotes_cn":["何剑,石河子大学经济与管理学院、新疆财经大学金融学院;祝林,石河子大学经济与管理学院。"]};if(window.metaData && (!window.metaData.authorNotesCommon_cn && !window.metaData.authorNotesCorresp_cn && window.metaData.authorNotes_cn)){window.metaData.authorNotesCommon_cn = window.metaData.authorNotes_cn;}if(window.metaData && (!window.metaData.authorNotesCommon_en && !window.metaData.authorNotesCorresp_en && window.metaData.authorNotes_en)){window.metaData.authorNotesCommon_en = window.metaData.authorNotes_en;}var _nlmdtdXml = $("#article_nlmdtdXml").val();var magDir = _nlmdtdXml.replace(/\/[^\/]+$/,'');window.metaData.magDir = magDir;new mag_vue({ el: '#metaVue', //dataUrl: mag_currentQikanUrl() + '/EN/article/getRichHtmlJson.do?articleId='+$("#articleId").val(), data:window.metaData, loading:true, doTextFun:function(text){ return doDataJsonText(text); 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