暨南学报(哲学社会科学版)杂志

暨南学报(哲学社会科学版)杂志2021年第8期

• 中国共产党100年:从“中国之制”到“中国之治”

  周文, 肖玉飞

  中国共产党的100年,是开创历史、奠定基业、开辟未来的100年。中国共产党100年历史的鲜明特征就是不断把革命、建设、改革、复兴事业推向前进;中国共产党100年历史的庄严使命就是实现救国、兴国、富国、强国的奋斗目标。中国共产党传承中华民族5 000多年悠久文明的深厚历史底蕴,遵循马克思主义的基本原理,结合中国具体实际,在中国革命、建设、改革和复兴的伟大实践历程中逐步创立丰富完善中国特色社会主义制度体系。“中国之制”擘画“中国之治”,“中国之治”彰显“中国之制”。“中国之制”越加牢固,“中国之治”令世界惊叹。“中国之制”具有组织优势、力量优势、政治优势与文化自信优势的四大优势,“中国之治”蕴含政党之治、人民之治、文明之治与世界之治的四重内涵。面对世界百年未有之大变局和人类社会向何处去的重大时代问题,中国共产党始终不忘初心、牢记使命,以“中国之治”引领和推动“全球之治”。"/>template{display:none;}.mag-rich-xref-fn { cursor: pointer;}//长视频$(document).ready(function(){if($("#showLongArticleVideo") && $("#showLongArticleVideo").length && $("#showLongArticleVideo").length>0){mag_ajax_update({ele_id:'showLongArticleVideo',url:mag_currentQikanUrl() + "/CN/article/showLongArticleVideo.do?id="+$("#articleId").val()});}});$(document).ready(function(){window.metaData = {"journal":{"issn":"1000-5072","qiKanMingCheng_CN":"暨南学报（哲学社会科学版）","id":2,"qiKanMingCheng_EN":"Jinan Journal"},"fundList_cn":["教育部哲学社会科学研究重大课题攻关项目“实体经济转型升级与发展中国特色社会主义政治经济学”(17DZJ011);国家社会科学基金重大项目“习近平新时代中国特色社会主义思想的时代意义、理论意义、世界意义研究”(2019MZ019)"],"article":{"keywordList_cn":["人类命运共同体","中国共产党","中国之制","中国之治"],"juan":"43","zhaiyao_cn":"中国共产党的100年,是开创历史、奠定基业、开辟未来的100年。中国共产党100年历史的鲜明特征就是不断把革命、建设、改革、复兴事业推向前进;中国共产党100年历史的庄严使命就是实现救国、兴国、富国、强国的奋斗目标。中国共产党传承中华民族5 000多年悠久文明的深厚历史底蕴,遵循马克思主义的基本原理,结合中国具体实际,在中国革命、建设、改革和复兴的伟大实践历程中逐步创立丰富完善中国特色社会主义制度体系。“中国之制”擘画“中国之治”,“中国之治”彰显“中国之制”。“中国之制”越加牢固,“中国之治”令世界惊叹。“中国之制”具有组织优势、力量优势、政治优势与文化自信优势的四大优势,“中国之治”蕴含政党之治、人民之治、文明之治与世界之治的四重内涵。面对世界百年未有之大变局和人类社会向何处去的重大时代问题,中国共产党始终不忘初心、牢记使命,以“中国之治”引领和推动“全球之治”。","endNoteUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=EndNote&id=4905","bibtexUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=BibTeX&id=4905","abstractUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2021/V43/I8/1","qi":"8","id":4905,"nian":2021,"bianHao":"2021-8-1","zuoZheEn_L":"ZHOU Wen, XIAO Yufei","juanUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2021","shouCiFaBuRiQi":"2021-09-02","qiShiYe":"1","qiUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2021/V43/I8","lanMu_cn":"建党百年专题","pdfSize":"1378","zuoZhe_CN":"周文, 肖玉飞","risUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=Ris&id=4905","title_cn":"中国共产党100年:从“中国之制”到“中国之治”","jieShuYe":"11","keywordList_en":["a community with a shared future for mankind","the Communist Party of China","the Governance of China","the System of China"],"endNoteUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=EndNote&id=4905","zhaiyao_en":"The 100 years of the Communist Party of China are the 100 years to create history, lay the foundation and open up to the future. The distinctive feature of the 100 year history of the Communist Party of China is that it constantly pushes forward the cause of revolution, construction, reform and rejuvenation; The solemn mission of the 100 year history of the Communist Party of China is to realize the goal of saving, revitalizing, enriching and strengthening the country. The Communist Party of China inherits the profound historical heritage of more than 5000 years of historical tradition, follows the basic principles of Marxism, combines with China's specific reality, and gradually establishes, enriches and improves the socialist system with Chinese characteristics in the great practice of Chinese revolution, construction, reform and rejuvenation. “the System of China” projects the prosperity prospect of “the Governance of China”, and “the Governance of China” highlights the great advantages of　“the System of China”. “the System of China” is becoming more stable and solid, and “the Governance of China” has amazed the world. “the System of China” has four advantages: organizational advantage, power advantage, political advantage and cultural confidence advantage. “the Governance of China” contains four connotations: the governance of political party, the governance of the people, the governance of civilization, and the governance of the world. In the face of the major problems of the times that the international situation in a context of change at a level unseen in a century and where should mankind go in the future, the Communist Party of China always remains its original aspiration and keeps mission firmly in mind, contributing to “the Governance of the world” with the wisdom of “the Governance of China”.","bibtexUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=BibTeX&id=4905","abstractUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2021/V43/I8/1","zuoZheCn_L":"周文, 肖玉飞","juanUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2021","lanMu_en":"","qiUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2021/V43/I8","zuoZhe_EN":"ZHOU Wen, XIAO Yufei","risUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=Ris&id=4905","title_en":"100 Years of the Communist Party of China: From “the System of China” to “the Governance of China”","hasPdf":"true"},"authorNotes_cn":["周文、肖玉飞,复旦大学马克思主义研究院"]};if(window.metaData && (!window.metaData.authorNotesCommon_cn && !window.metaData.authorNotesCorresp_cn && window.metaData.authorNotes_cn)){window.metaData.authorNotesCommon_cn = window.metaData.authorNotes_cn;}if(window.metaData && (!window.metaData.authorNotesCommon_en && !window.metaData.authorNotesCorresp_en && window.metaData.authorNotes_en)){window.metaData.authorNotesCommon_en = window.metaData.authorNotes_en;}var _nlmdtdXml = $("#article_nlmdtdXml").val();var magDir = _nlmdtdXml.replace(/\/[^\/]+$/,'');window.metaData.magDir = magDir;new mag_vue({ el: '#metaVue', //dataUrl: mag_currentQikanUrl() + '/EN/article/getRichHtmlJson.do?articleId='+$("#articleId").val(), data:window.metaData, loading:true, doTextFun:function(text){ return doDataJsonText(text); 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• 社会福利服务、专业社会工作与中国现代社会福利制度建设目标

  刘继同

  现代社会福利制度主要由社会救助、社会保险、社会福利服务、住房与家庭、义务教育、医疗健康照顾服务共六个亚体系组成。社会福利服务是现代社会福利制度最重要、最基础和最关键的部分。国家福利性质、公民法定权利、以长期照顾依赖和弱势群体为主,去商品化服务、国家福利财政,以专业社会工作者为主要服务人员等制度特征明显。因政治本质属性,儿童与家庭福利服务处于国家福利服务体系基础和最高层次。福利服务国家性主要体现为社会福利财政制度,“去商品化”服务状况最能反映国家福利责任承担状况。在法治国家、法治政府和法治社会建设一体化背景下,社会福利立法、以公民权利保护为基础福利服务和社会福利法治社会建设,是法治中国建设战略重点和优先领域。最重要的是,现代、“中性”社会福利制度建设,既是中国特色社会主义制度建设最基本制度和本质要求,又是现代、开放、多元、民主、高风险社会最佳的社会安全阀和社会稳定器;现代社会福利制度是社会主义制度优越性最佳的制度体现。"/>template{display:none;}.mag-rich-xref-fn { cursor: pointer;}//长视频$(document).ready(function(){if($("#showLongArticleVideo") && $("#showLongArticleVideo").length && $("#showLongArticleVideo").length>0){mag_ajax_update({ele_id:'showLongArticleVideo',url:mag_currentQikanUrl() + "/CN/article/showLongArticleVideo.do?id="+$("#articleId").val()});}});$(document).ready(function(){window.metaData = {"journal":{"issn":"1000-5072","qiKanMingCheng_CN":"暨南学报（哲学社会科学版）","id":2,"qiKanMingCheng_EN":"Jinan Journal"},"fundList_cn":["财政部与国家卫健委联合委托课题“我国卫生财政投入政策演进历程及其评价研究”;国家哲学社会科学基金项目“中国特色现代儿童福利与家庭福利制度研究”(19BSH159)"],"article":{"keywordList_cn":["儿童与家庭福利","福利服务","社会福利财政","社会福利法治","社会福利制度","社会工作"],"juan":"43","zhaiyao_cn":"现代社会福利制度主要由社会救助、社会保险、社会福利服务、住房与家庭、义务教育、医疗健康照顾服务共六个亚体系组成。社会福利服务是现代社会福利制度最重要、最基础和最关键的部分。国家福利性质、公民法定权利、以长期照顾依赖和弱势群体为主,去商品化服务、国家福利财政,以专业社会工作者为主要服务人员等制度特征明显。因政治本质属性,儿童与家庭福利服务处于国家福利服务体系基础和最高层次。福利服务国家性主要体现为社会福利财政制度,“去商品化”服务状况最能反映国家福利责任承担状况。在法治国家、法治政府和法治社会建设一体化背景下,社会福利立法、以公民权利保护为基础福利服务和社会福利法治社会建设,是法治中国建设战略重点和优先领域。最重要的是,现代、“中性”社会福利制度建设,既是中国特色社会主义制度建设最基本制度和本质要求,又是现代、开放、多元、民主、高风险社会最佳的社会安全阀和社会稳定器;现代社会福利制度是社会主义制度优越性最佳的制度体现。","endNoteUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=EndNote&id=6132","bibtexUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=BibTeX&id=6132","abstractUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2021/V43/I8/12","qi":"8","id":6132,"nian":2021,"bianHao":"2021-8-12","zuoZheEn_L":"LIU Jitong","juanUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2021","shouCiFaBuRiQi":"2021-09-02","qiShiYe":"12","qiUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2021/V43/I8","lanMu_cn":"建党百年专题","pdfSize":"1219","zuoZhe_CN":"刘继同","risUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=Ris&id=6132","title_cn":"社会福利服务、专业社会工作与中国现代社会福利制度建设目标","jieShuYe":"23","keywordList_en":["Child and family welfare","Social welfare finance","Social welfare lawmaking","social welfare system","social work","welfare service"],"endNoteUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=EndNote&id=6132","zhaiyao_en":"The modern social welfare system is mainly composed of six sub-systems: social assistance, social insurance, social welfare service, housing and family, compulsory education, and health care services. Social welfare service is the most important, basic and key part of modern social welfare system. The characteristics of the state welfare system are obvious, such as the nature of state welfare, the legal rights of citizens, taking long-term care of the dependent and vulnerable groups as the priority, the de-commercialization of services, the state welfare finance, and taking professional social workers as the main service personnel. Due to the nature of politics, child and family welfare services are the foundation and the highest level of the national welfare service system. The “national” characteristic of welfare service is mainly embodied in the social welfare financial system, and the “de-commercialization” service can best reflect how state responsibility is taken. Against the background of a law-based country and government, the integration progress of social construction and ruling by law, social welfare legislation, welfare services based on the protection of citizens' rights and the social construction under the rule of law are the strategic focuses and priority areas of the construction of the rule of law in China. Most importantly, the development of a modern and “neutral” social welfare system is not only the most basic and essential requirement for building socialism system with Chinese characteristics, but also the best social safety valve and social stabilizer for a modern, open, pluralistic, democratic and high-risk society. The modern social welfare system is the best embodiment of the superiority of the socialism system.","bibtexUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=BibTeX&id=6132","abstractUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2021/V43/I8/12","zuoZheCn_L":"刘继同","juanUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2021","lanMu_en":"","qiUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2021/V43/I8","zuoZhe_EN":"LIU Jitong","risUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=Ris&id=6132","title_en":"Social Welfare Service, Professional Social Work and the Construction Goal of Modern Social Welfare System in China","hasPdf":"true"},"authorNotes_cn":["刘继同,北京大学公共卫生学院卫生政策与管理系。"]};if(window.metaData && (!window.metaData.authorNotesCommon_cn && !window.metaData.authorNotesCorresp_cn && window.metaData.authorNotes_cn)){window.metaData.authorNotesCommon_cn = window.metaData.authorNotes_cn;}if(window.metaData && (!window.metaData.authorNotesCommon_en && !window.metaData.authorNotesCorresp_en && window.metaData.authorNotes_en)){window.metaData.authorNotesCommon_en = window.metaData.authorNotes_en;}var _nlmdtdXml = $("#article_nlmdtdXml").val();var magDir = _nlmdtdXml.replace(/\/[^\/]+$/,'');window.metaData.magDir = magDir;new mag_vue({ el: '#metaVue', //dataUrl: mag_currentQikanUrl() + '/EN/article/getRichHtmlJson.do?articleId='+$("#articleId").val(), data:window.metaData, loading:true, doTextFun:function(text){ return doDataJsonText(text); 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• 古代尺牍文献的流传脉络——兼论《中州启札》从日用到专集的性质演变

  陈广恩, 邵婵

  尺牍最初以公文的形式存在,早期主要流存在具有“记言”档案性质的《尚书》中,后出现在具有“属辞比事”性质的《左传》《史记·列传》等私家撰述中,且私书有所增加。汉魏以来文体变革,类目体系不断完善,加之尺牍应用化与寒庶文人的社会需要,尺牍文献入集条件已然成熟。唐宋以来,尺牍文献在走向专集化、著述化的同时,亦借助日用类书的发展实现了日用化、大众化,反映了唐宋社会变革的面貌。从尺牍文献的流传脉络来考察《中州启札》在著录书目中从子部类书、杂文再到集部总集类的演变,可以发现其经历了从日用到专集的性质转化。这种转化折射出元及明前期儒学边缘化、儒士下沉的现实,亦反映出明中叶以来儒学复兴的历程,以及国家意识形态强化之特征。"/>template{display:none;}.mag-rich-xref-fn { cursor: pointer;}//长视频$(document).ready(function(){if($("#showLongArticleVideo") && $("#showLongArticleVideo").length && $("#showLongArticleVideo").length>0){mag_ajax_update({ele_id:'showLongArticleVideo',url:mag_currentQikanUrl() + "/CN/article/showLongArticleVideo.do?id="+$("#articleId").val()});}});$(document).ready(function(){window.metaData = {"journal":{"issn":"1000-5072","qiKanMingCheng_CN":"暨南学报（哲学社会科学版）","id":2,"qiKanMingCheng_EN":"Jinan Journal"},"fundList_cn":["国家社会科学基金重大项目“日本静嘉堂所藏宋元珍本文集整理与研究”(18ZDA180)"],"article":{"keywordList_cn":["《中州启札》","尺牍文献","流传脉络"],"juan":"43","zhaiyao_cn":"尺牍最初以公文的形式存在,早期主要流存在具有“记言”档案性质的《尚书》中,后出现在具有“属辞比事”性质的《左传》《史记·列传》等私家撰述中,且私书有所增加。汉魏以来文体变革,类目体系不断完善,加之尺牍应用化与寒庶文人的社会需要,尺牍文献入集条件已然成熟。唐宋以来,尺牍文献在走向专集化、著述化的同时,亦借助日用类书的发展实现了日用化、大众化,反映了唐宋社会变革的面貌。从尺牍文献的流传脉络来考察《中州启札》在著录书目中从子部类书、杂文再到集部总集类的演变,可以发现其经历了从日用到专集的性质转化。这种转化折射出元及明前期儒学边缘化、儒士下沉的现实,亦反映出明中叶以来儒学复兴的历程,以及国家意识形态强化之特征。","endNoteUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=EndNote&id=6481","bibtexUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=BibTeX&id=6481","abstractUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2021/V43/I8/24","qi":"8","id":6481,"nian":2021,"bianHao":"2021-8-24","zuoZheEn_L":"CHEN Guangen, SHAO Chan","juanUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2021","shouCiFaBuRiQi":"2021-09-02","qiShiYe":"24","qiUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2021/V43/I8","lanMu_cn":"典籍研究","pdfSize":"1424","zuoZhe_CN":"陈广恩, 邵婵","risUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=Ris&id=6481","title_cn":"古代尺牍文献的流传脉络——兼论《中州启札》从日用到专集的性质演变","jieShuYe":"36","keywordList_en":["Circulation context","Letters documents","Zhongzhou Qi Zha"],"endNoteUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=EndNote&id=6481","zhaiyao_en":"The correspondence initially existed in the form of official document, so the early correspondence literature mainly existed in the “record words” archival nature of Shangshu(《尚书》) and Chun Qiu Zuo Shi Zhuan (《春秋左氏传》)and Records of the Historian's Biographies, which had the nature of “rhetoric comparison” and private recording. Since the Han and Wei Dynasties, the development of private letters and the inflow of documents into the collection of documents reflect the development and growth of the Confucian class. Since the Tang and Song Dynasties, the correspondence literature has been specialized and written. At the same time, with the help of the development of daily use books, it has realized the writing and popularization, reflecting the social transformation of the Tang and Song Dynasties. The classification of Zhongzhou Qi Zha (《中州启札》) in bibliography has experienced the evolution process from Zi Bu Lei Shu (子部类书), Za Wen (杂文) and then to the Ji Bu (集部) from the circulation of letters and documents. Its nature has experienced the evolution process from daily use to special collection. This change reflects the marginalization of Confucianism, the declining status of Confucians in the Yuan and early Ming Dynasties, and also witnesses the development of Confucianism since the mid-Ming Dynasty and the process of the country returning to the track of reform in the Tang and Song Dynasties, and the heterogeneous characteristics of strengthening the national ideology.","bibtexUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=BibTeX&id=6481","abstractUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2021/V43/I8/24","zuoZheCn_L":"陈广恩, 邵婵","juanUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2021","lanMu_en":"","qiUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2021/V43/I8","zuoZhe_EN":"CHEN Guangen, SHAO Chan","risUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=Ris&id=6481","title_en":"The Circulation of Ancient Letters and Documents: On the Change of the Nature of Zhongzhou Qi Zha from Daily Use to Anthology","hasPdf":"true"},"authorNotes_cn":["陈广恩、邵婵,暨南大学中国文化史籍研究所。"]};if(window.metaData && (!window.metaData.authorNotesCommon_cn && !window.metaData.authorNotesCorresp_cn && window.metaData.authorNotes_cn)){window.metaData.authorNotesCommon_cn = window.metaData.authorNotes_cn;}if(window.metaData && (!window.metaData.authorNotesCommon_en && !window.metaData.authorNotesCorresp_en && window.metaData.authorNotes_en)){window.metaData.authorNotesCommon_en = window.metaData.authorNotes_en;}var _nlmdtdXml = $("#article_nlmdtdXml").val();var magDir = _nlmdtdXml.replace(/\/[^\/]+$/,'');window.metaData.magDir = magDir;new mag_vue({ el: '#metaVue', //dataUrl: mag_currentQikanUrl() + '/EN/article/getRichHtmlJson.do?articleId='+$("#articleId").val(), data:window.metaData, loading:true, doTextFun:function(text){ return doDataJsonText(text); }, doAfterFun:function(selector,jsonData){doMagVueAfter(selector,jsonData);}});var pars = {attachType:'PDF',id:$("#articleId").val(),json:true};jQuery.post($("#mag-common-contextPath").val()+"/CN/article/showArticleFile.do?" + new Date().getTime(), pars, function(data){var json=null;if(data.match(/^\[json\].*/g)){json=eval("("+data.replace(/^\[json\]/g,"")+")");}if(json && json.status == 1){//有权限}else{//无权限$("#no-access-div").show();}});mag_ajax({url:mag_currentQikanUrl() + '/CN/article/getRichHtmlJson.do',data:{articleId:$("#articleId").val(),token:'4f6c166f0ccc4791a5ddda7fbbe686b5',referer:document.referrer},dataType:"json",async:"false",success:function(json){if(json.richHtmlJson && json.richHtmlJson.article){if(json.trans){var _nlmdtdXmlCN = $("#article_nlmdtdXmlCN").val();var magDirCN = _nlmdtdXmlCN.replace(/\/[^\/]+$/,'');json.richHtmlJson.magDir=magDirCN;}else{json.richHtmlJson.magDir=magDir;}new mag_vue({ el: '#bodyVue', data:json.richHtmlJson, doTextFun:function(text){ return doDataJsonText(text); 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• 元太宗时期大蒙古国对汉地治理中的“画境”制度

  屈文军

  大蒙古国第二任大汗窝阔台时期曾在汉地实行“画境之制”。该制度开始于金朝灭亡之际,因为对农耕区的忽必分封方案被否决而推行。画境之制将原金朝地区分为十“道”,每道均设大达鲁花赤,负责维持社会秩序、监临本道内军政民政事务的次第展开和行政体制的建构及趋于稳定;该制度源自于成吉思汗时期蒙古政权的政治实践,与汉地的制度传统没有关系。画境之制与元朝总管府路的形成有密切关联,但随着路府州县临民体系的实行和定制而最终在第四代大汗宪宗时期消失。"/>template{display:none;}.mag-rich-xref-fn { cursor: pointer;}//长视频$(document).ready(function(){if($("#showLongArticleVideo") && $("#showLongArticleVideo").length && $("#showLongArticleVideo").length>0){mag_ajax_update({ele_id:'showLongArticleVideo',url:mag_currentQikanUrl() + "/CN/article/showLongArticleVideo.do?id="+$("#articleId").val()});}});$(document).ready(function(){window.metaData = {"journal":{"issn":"1000-5072","qiKanMingCheng_CN":"暨南学报（哲学社会科学版）","id":2,"qiKanMingCheng_EN":"Jinan Journal"},"fundList_cn":["国家社会科学基金一般项目“元朝官制研究”(15BZS031)"],"article":{"keywordList_cn":["大达鲁花赤","画境之制","元太宗窝阔台","总管府路"],"juan":"43","zhaiyao_cn":"大蒙古国第二任大汗窝阔台时期曾在汉地实行“画境之制”。该制度开始于金朝灭亡之际,因为对农耕区的忽必分封方案被否决而推行。画境之制将原金朝地区分为十“道”,每道均设大达鲁花赤,负责维持社会秩序、监临本道内军政民政事务的次第展开和行政体制的建构及趋于稳定;该制度源自于成吉思汗时期蒙古政权的政治实践,与汉地的制度传统没有关系。画境之制与元朝总管府路的形成有密切关联,但随着路府州县临民体系的实行和定制而最终在第四代大汗宪宗时期消失。","endNoteUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=EndNote&id=6482","bibtexUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=BibTeX&id=6482","abstractUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2021/V43/I8/37","qi":"8","id":6482,"nian":2021,"bianHao":"2021-8-37","zuoZheEn_L":"QU Wenjun","juanUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2021","shouCiFaBuRiQi":"2021-09-02","qiShiYe":"37","qiUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2021/V43/I8","lanMu_cn":"古代国家治理研究","pdfSize":"1278","zuoZhe_CN":"屈文军","risUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=Ris&id=6482","title_cn":"元太宗时期大蒙古国对汉地治理中的“画境”制度","jieShuYe":"47","keywordList_en":["gedei","The system of “Huajing”","Yeke daruqachi","Zongguanfu Lu"],"endNoteUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=EndNote&id=6482","zhaiyao_en":"During the period of Ögedei, the second qan of the Yeke Mongghol Ulus, the system of “Huajing” was carried out in Han land. This system began at the end of the Jin Dynasty, because the “qubi” enfeoffment scheme for agricultural areas was rejected. The system of “Huajing” divided the original land of the Jin Dynasty into ten parts, each part setting up yeke daruqachi, responsible for maintaining social order, supervising the development of military and civil affairs in the region, and supervising the construction and stabilization of local administrative system. This system of “Hua-jing” originated from the political practice of the Yeke Mongghol Ulus in Genghis Khan period, and had nothing to do with the institutional traditions of the Han nationality. The system of “Hua-jing” was closely related to the formation of the “Zongguanfu Lu” in the Yuan Dynasty. However, with the implementation and customization of the system of “Lu-Fu-Zhou-Xian”, it eventually disappeared in the fourth qan period, that is, in the period of Emperor Xianzong","bibtexUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=BibTeX&id=6482","abstractUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2021/V43/I8/37","zuoZheCn_L":"屈文军","juanUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2021","lanMu_en":"","qiUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2021/V43/I8","zuoZhe_EN":"QU Wenjun","risUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=Ris&id=6482","title_en":"The System of “Huajing” in the Process of Governing Han Land by the Yeke Mongghol Ulus in the Period of Emperor Taizong of the Yuan Dynasty","hasPdf":"true"},"authorNotes_cn":["屈文军,暨南大学中国文化史籍研究所"]};if(window.metaData && (!window.metaData.authorNotesCommon_cn && !window.metaData.authorNotesCorresp_cn && window.metaData.authorNotes_cn)){window.metaData.authorNotesCommon_cn = window.metaData.authorNotes_cn;}if(window.metaData && (!window.metaData.authorNotesCommon_en && !window.metaData.authorNotesCorresp_en && window.metaData.authorNotes_en)){window.metaData.authorNotesCommon_en = window.metaData.authorNotes_en;}var _nlmdtdXml = $("#article_nlmdtdXml").val();var magDir = _nlmdtdXml.replace(/\/[^\/]+$/,'');window.metaData.magDir = magDir;new mag_vue({ el: '#metaVue', //dataUrl: mag_currentQikanUrl() + '/EN/article/getRichHtmlJson.do?articleId='+$("#articleId").val(), data:window.metaData, loading:true, doTextFun:function(text){ return doDataJsonText(text); 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• 地方治理现代化背景下的学习型政策变迁——基于渐进和强制两种路径的比较分析

  杨志军

  人类社会要实现善治,必须不断推动政策和制度变迁,其中理性和学习两个要素、渐进和强制两种类型贯穿始终,由此产生基于渐进理性和强制理性的不同学习型政策变迁路径。渐进学习型政策变迁路径通过政府、市场和社会三方协商互动,建立了一种常规且良性的政策变迁模式,以网约车改革实践应用分析其具有政策学习和社会学习的相关特征。强制学习型政策变迁路径体现“间断—均衡”、“诉求—结果”和“冲击—回应”行为机理,以邻避冲突为代表的应用分析其具有“邻避冲突的突发性、政府回应的临机性、决策改变的消极性、项目承接的共谋性以及环保体系的变革性”特征。两种政策变迁路径的机理和趋势均有不同,同时在政策合法性、学习的动因条件和机制效果等方面亦有差异,以地方治理现代化推动并进而实现国家治理现代化是一项中长期治理目标,学习型政策变迁路径必须得到重视和发掘。"/>template{display:none;}.mag-rich-xref-fn { cursor: pointer;}//长视频$(document).ready(function(){if($("#showLongArticleVideo") && $("#showLongArticleVideo").length && $("#showLongArticleVideo").length>0){mag_ajax_update({ele_id:'showLongArticleVideo',url:mag_currentQikanUrl() + "/CN/article/showLongArticleVideo.do?id="+$("#articleId").val()});}});$(document).ready(function(){window.metaData = {"journal":{"issn":"1000-5072","qiKanMingCheng_CN":"暨南学报（哲学社会科学版）","id":2,"qiKanMingCheng_EN":"Jinan Journal"},"article":{"keywordList_cn":["地方治理","渐进学习型政策变迁","强制学习型政策变迁","政策变迁"],"juan":"43","zhaiyao_cn":"人类社会要实现善治,必须不断推动政策和制度变迁,其中理性和学习两个要素、渐进和强制两种类型贯穿始终,由此产生基于渐进理性和强制理性的不同学习型政策变迁路径。渐进学习型政策变迁路径通过政府、市场和社会三方协商互动,建立了一种常规且良性的政策变迁模式,以网约车改革实践应用分析其具有政策学习和社会学习的相关特征。强制学习型政策变迁路径体现“间断—均衡”、“诉求—结果”和“冲击—回应”行为机理,以邻避冲突为代表的应用分析其具有“邻避冲突的突发性、政府回应的临机性、决策改变的消极性、项目承接的共谋性以及环保体系的变革性”特征。两种政策变迁路径的机理和趋势均有不同,同时在政策合法性、学习的动因条件和机制效果等方面亦有差异,以地方治理现代化推动并进而实现国家治理现代化是一项中长期治理目标,学习型政策变迁路径必须得到重视和发掘。","endNoteUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=EndNote&id=6026","bibtexUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=BibTeX&id=6026","abstractUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2021/V43/I8/48","qi":"8","id":6026,"nian":2021,"bianHao":"2021-8-48","zuoZheEn_L":"YANG Zhijun","juanUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2021","shouCiFaBuRiQi":"2021-09-02","qiShiYe":"48","qiUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2021/V43/I8","lanMu_cn":"国家治理现代化研究","pdfSize":"1583","zuoZhe_CN":"杨志军","risUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=Ris&id=6026","title_cn":"地方治理现代化背景下的学习型政策变迁——基于渐进和强制两种路径的比较分析","jieShuYe":"61","keywordList_en":["compulsory learning policy change","gradual learning policy change","institutional change","local governance"],"endNoteUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=EndNote&id=6026","zhaiyao_en":"To achieve good governance in human society, it is necessary to continuously promote policy and system changes, in which the two elements of rationality and learning, and the two types of gradual and mandatory run through, resulting in different learning policy change paths based on gradual rationality and mandatory rationality. The gradual learning policy change path establishes a regular and benign policy change model through the tripartite negotiation and interaction between the government, the market and the society, and analyzes its characteristics related to policy learning and social learning through the practical application of car-hailing reform. The change path of mandatory learning policy embodies the behavioral mechanisms of “interruption-balance”, “appeal-result” and “impact-response”. The characteristics of “immediacy, negativity of decision-making changes, collusion of project undertaking, and transformative nature of the environmental protection system”. The mechanisms and trends of the two policy transition paths are different, and they are also different in terms of policy legitimacy, motivational conditions for learning, and mechanism effects. It is a mid-to-long-term governance goal to promote and realize the modernization of national governance through the modernization of local governance. The path of learning policy change must be paid attention to and explored.","bibtexUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=BibTeX&id=6026","abstractUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2021/V43/I8/48","zuoZheCn_L":"杨志军","juanUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2021","lanMu_en":"","qiUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2021/V43/I8","zuoZhe_EN":"YANG Zhijun","risUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=Ris&id=6026","title_en":"The Forming Logic of Learning Policy Change in Local Governance—Based on the Comparative Analysis of Gradual and Compulsory Paths","hasPdf":"true"},"authorNotes_cn":["杨志军,中国海洋大学国际事务与公共管理学院"]};if(window.metaData && (!window.metaData.authorNotesCommon_cn && !window.metaData.authorNotesCorresp_cn && window.metaData.authorNotes_cn)){window.metaData.authorNotesCommon_cn = window.metaData.authorNotes_cn;}if(window.metaData && (!window.metaData.authorNotesCommon_en && !window.metaData.authorNotesCorresp_en && window.metaData.authorNotes_en)){window.metaData.authorNotesCommon_en = window.metaData.authorNotes_en;}var _nlmdtdXml = $("#article_nlmdtdXml").val();var magDir = _nlmdtdXml.replace(/\/[^\/]+$/,'');window.metaData.magDir = magDir;new mag_vue({ el: '#metaVue', //dataUrl: mag_currentQikanUrl() + '/EN/article/getRichHtmlJson.do?articleId='+$("#articleId").val(), data:window.metaData, loading:true, doTextFun:function(text){ return doDataJsonText(text); }, doAfterFun:function(selector,jsonData){doMagVueAfter(selector,jsonData);}});var pars = {attachType:'PDF',id:$("#articleId").val(),json:true};jQuery.post($("#mag-common-contextPath").val()+"/CN/article/showArticleFile.do?" + new Date().getTime(), pars, function(data){var json=null;if(data.match(/^\[json\].*/g)){json=eval("("+data.replace(/^\[json\]/g,"")+")");}if(json && json.status == 1){//有权限}else{//无权限$("#no-access-div").show();}});mag_ajax({url:mag_currentQikanUrl() + '/CN/article/getRichHtmlJson.do',data:{articleId:$("#articleId").val(),token:'5fe8e439e50b48ce96eec279448a6085',referer:document.referrer},dataType:"json",async:"false",success:function(json){if(json.richHtmlJson && json.richHtmlJson.article){if(json.trans){var _nlmdtdXmlCN = $("#article_nlmdtdXmlCN").val();var magDirCN = _nlmdtdXmlCN.replace(/\/[^\/]+$/,'');json.richHtmlJson.magDir=magDirCN;}else{json.richHtmlJson.magDir=magDir;}new mag_vue({ el: '#bodyVue', data:json.richHtmlJson, doTextFun:function(text){ return doDataJsonText(text); 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• 公共政策绩效评价的建构与实践推广

  卢扬帆

  作为政府绩效评价前沿的公共政策绩效评价面临独立深化发展的紧迫诉求。明确其为一种独特评价类型,是源自公共政策主体结构、共识型决策机理以及评价技术范式成长对于专属性空间的需要。它跟公共政策评价区别主要在于技术方法,跟财政支出绩效评价区别在于内容重点,跟部门履职和政府整体绩效评价区别在于问责效力。公共政策绩效评价具有体系结构与制度功能上的鲜明优势,以绩效为导向的政策预算管理将驱使政府组织行为走向灵活。未来应从价值导向、组织机制、技术标准与知识运用等方面着力,进一步推动该类评价实践良性扩张。"/>template{display:none;}.mag-rich-xref-fn { cursor: pointer;}//长视频$(document).ready(function(){if($("#showLongArticleVideo") && $("#showLongArticleVideo").length && $("#showLongArticleVideo").length>0){mag_ajax_update({ele_id:'showLongArticleVideo',url:mag_currentQikanUrl() + "/CN/article/showLongArticleVideo.do?id="+$("#articleId").val()});}});$(document).ready(function(){window.metaData = {"journal":{"issn":"1000-5072","qiKanMingCheng_CN":"暨南学报（哲学社会科学版）","id":2,"qiKanMingCheng_EN":"Jinan Journal"},"fundList_cn":["广东省软科学研究计划项目“战略性新兴产业发展政府支持政策绩效评价研究”(2019A101002010)。本文初稿曾在第十三届“公共治理青年论坛”上宣读,感谢与会同仁、匿名评审人和编辑提出的宝贵意见。"],"article":{"keywordList_cn":["独特类型","公共政策绩效评价","技术范式","结构—功能","实践推广"],"juan":"43","zhaiyao_cn":"作为政府绩效评价前沿的公共政策绩效评价面临独立深化发展的紧迫诉求。明确其为一种独特评价类型,是源自公共政策主体结构、共识型决策机理以及评价技术范式成长对于专属性空间的需要。它跟公共政策评价区别主要在于技术方法,跟财政支出绩效评价区别在于内容重点,跟部门履职和政府整体绩效评价区别在于问责效力。公共政策绩效评价具有体系结构与制度功能上的鲜明优势,以绩效为导向的政策预算管理将驱使政府组织行为走向灵活。未来应从价值导向、组织机制、技术标准与知识运用等方面着力,进一步推动该类评价实践良性扩张。","endNoteUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=EndNote&id=6133","bibtexUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=BibTeX&id=6133","abstractUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2021/V43/I8/62","qi":"8","id":6133,"nian":2021,"bianHao":"2021-8-62","zuoZheEn_L":"LU Yangfan","juanUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2021","shouCiFaBuRiQi":"2021-09-02","qiShiYe":"62","qiUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2021/V43/I8","lanMu_cn":"国家治理现代化研究","pdfSize":"1642","zuoZhe_CN":"卢扬帆","risUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=Ris&id=6133","title_cn":"公共政策绩效评价的建构与实践推广","jieShuYe":"74","keywordList_en":["distinctive type","practice promotion","public policy performance evaluation","structure and function","technology paradigm"],"endNoteUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=EndNote&id=6133","zhaiyao_en":"As the frontier of the government performance evaluation, the public policy performance evaluation is facing an urgent need for independent and deepening development. Establishing the evaluation as a distinctive type is based on public policy's special subject structure, decision-making mechanism and evaluation technology paradigm, all calling for an exclusive space. The evaluation differs from the public policy evaluation in the technical method, differs from fiscal expenditure performance evaluation in the focus of content, and differs from government department as well as overall performance evaluation in the effectiveness of accountability. Public policy performance evaluation has distinct advantages in system structure and system function. Performance-oriented public policy budget management may drive the government organizations and behaviors to be more flexible. To this end, we should further promote the practice of public policy performance evaluation through clear and targeted efforts on its value orientation, organizational mechanisms, technical standards, and knowledge use.","bibtexUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=BibTeX&id=6133","abstractUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2021/V43/I8/62","zuoZheCn_L":"卢扬帆","juanUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2021","lanMu_en":"","qiUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2021/V43/I8","zuoZhe_EN":"LU Yangfan","risUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=Ris&id=6133","title_en":"Establishing Public Policy Performance Evaluation as a Distinctive Type and Promoting Its Practices at Provincial Level","hasPdf":"true"},"authorNotes_cn":["卢扬帆,华南理工大学公共管理学院。"]};if(window.metaData && (!window.metaData.authorNotesCommon_cn && !window.metaData.authorNotesCorresp_cn && window.metaData.authorNotes_cn)){window.metaData.authorNotesCommon_cn = window.metaData.authorNotes_cn;}if(window.metaData && (!window.metaData.authorNotesCommon_en && !window.metaData.authorNotesCorresp_en && window.metaData.authorNotes_en)){window.metaData.authorNotesCommon_en = window.metaData.authorNotes_en;}var _nlmdtdXml = $("#article_nlmdtdXml").val();var magDir = _nlmdtdXml.replace(/\/[^\/]+$/,'');window.metaData.magDir = magDir;new mag_vue({ el: '#metaVue', //dataUrl: mag_currentQikanUrl() + '/EN/article/getRichHtmlJson.do?articleId='+$("#articleId").val(), data:window.metaData, loading:true, doTextFun:function(text){ return doDataJsonText(text); }, doAfterFun:function(selector,jsonData){doMagVueAfter(selector,jsonData);}});var pars = {attachType:'PDF',id:$("#articleId").val(),json:true};jQuery.post($("#mag-common-contextPath").val()+"/CN/article/showArticleFile.do?" + new Date().getTime(), pars, function(data){var json=null;if(data.match(/^\[json\].*/g)){json=eval("("+data.replace(/^\[json\]/g,"")+")");}if(json && json.status == 1){//有权限}else{//无权限$("#no-access-div").show();}});mag_ajax({url:mag_currentQikanUrl() + '/CN/article/getRichHtmlJson.do',data:{articleId:$("#articleId").val(),token:'65040fa0937c4d3ebf2c136239643224',referer:document.referrer},dataType:"json",async:"false",success:function(json){if(json.richHtmlJson && json.richHtmlJson.article){if(json.trans){var _nlmdtdXmlCN = $("#article_nlmdtdXmlCN").val();var magDirCN = _nlmdtdXmlCN.replace(/\/[^\/]+$/,'');json.richHtmlJson.magDir=magDirCN;}else{json.richHtmlJson.magDir=magDir;}new mag_vue({ el: '#bodyVue', data:json.richHtmlJson, doTextFun:function(text){ return doDataJsonText(text); }, doAfterFun:function(selector,jsonData){doMagVueAfter(selector,jsonData);}});}}});//altmetricif($.trim($("#article_doi").val())!=''){$.ajax({url:'https://api.altmetric.com/v1/doi/'+$.trim($("#article_doi").val())+'?callback=altmetric_callback',//url:'https://api.altmetric.com/v1/doi/10.1007/s13238-016-0264-7?callback=altmetric_callback',dataType:'jsonp'});}mag_rich_menu(jQuery);$(function(){ $('#autoMenu').autoMenu();})$("#autoMenu").niceScroll({cursorcolor: "#ccc", //滚动条的颜色cursoropacitymax: 0, //滚动条的透明度，从0-1 touchbehavior: false, //使光标拖动滚动像在台式电脑触摸设备 true滚动条拖动不可用 cursorwidth: "6px", //滚动条的宽度 单位默认px cursorborder: "0", // 游标边框css定义 cursorborderradius: "3px", //滚动条两头的圆角 autohidemode: true, //是否隐藏滚动条 true的时候默认不显示滚动条，当鼠标经过的时候显示滚动条 zindex: "auto", //给滚动条设置z-index值 railvalign:'defaul',railpadding: {top: 0,right: -6,left: 0,bottom: 0}, //滚动条的位置});window.autoMenuFlag=true;$("#relatedArticles").niceScroll({cursorcolor: "#ccc", //滚动条的颜色cursoropacitymax: 0, //滚动条的透明度，从0-1 touchbehavior: false, //使光标拖动滚动像在台式电脑触摸设备 true滚动条拖动不可用 cursorwidth: "6px", //滚动条的宽度 单位默认px cursorborder: "0", // 游标边框css定义 cursorborderradius: "3px", //滚动条两头的圆角 autohidemode: true, //是否隐藏滚动条 true的时候默认不显示滚动条，当鼠标经过的时候显示滚动条 zindex: "auto", //给滚动条设置z-index值 railvalign:'defaul',railpadding: {top: 0,right: -6,left: 0,bottom: 0}, //滚动条的位置});//公式序号 居右jQuery(".mag-xml-disp-formula").each(function() {var _this = jQuery(this);var _label= _this.children("label");if(typeof(_label.html())!="undefined"){_this.children("label").remove();_this.wrap("");_this.parent().parent().append(""+_label.html()+"");}});$('body').click(function(){$('.daochu_div').hide();$('.qipao').hide();})$('.qipao').click(function(event){event.stopPropagation();})/*参考文献显示隐藏*/$('.biaotijiantoush1').click(function(event){if($(this).attr('class')=='glyphicon glyphicon-triangle-top biaotijiantoush biaotijiantoush1'){$(this).parents('.mag_main_zhengwen_left_div_ckwx_table_benwenyiny').next('.mag_main_zhengwen_left_div_ckwx_table_ckwx_xiangqing').stop().slideUp();$(this).attr('class','glyphicon glyphicon-triangle-bottom biaotijiantoush biaotijiantoush1');}else if($(this).attr('class')=='glyphicon glyphicon-triangle-bottom biaotijiantoush biaotijiantoush1'){$(this).parents('.mag_main_zhengwen_left_div_ckwx_table_benwenyiny').next('.mag_main_zhengwen_left_div_ckwx_table_ckwx_xiangqing').stop().slideDown();$(this).attr('class','glyphicon glyphicon-triangle-top biaotijiantoush biaotijiantoush1');}event.stopPropagation();});//加载补充材料mag_ajax_update({ele_id:'showArticle_suppls',url:mag_currentQikanUrl() + '/CN/article/showArticleSuppls.do',data:{articleId:$("#articleId").val()}});//加载专题mag_ajax_update({ele_id:'showArticle_subjects',url:mag_currentQikanUrl() + '/CN/subject/showSubjectListByArticle.do',data:{articleId:$("#articleId").val(),forwardJsp:'showArticle'}});//渲染公式mag_mathJax();});function altmetric_callback(json){if(json && json.score){if(json.score - parseInt(json.score) > 0){$("#altmetric-score").html(parseInt(json.score)+1);}else{$("#altmetric-score").html(parseInt(json.score));}$(".main_content_center_right_duoweidu_div").css("width","25%");$("#altmetric-a").show();$("#altmetric-a").attr("href",json.details_url);}}function richClickAuthor(name){var searchSQL = "((("+mag_advSearchValReplace(name)+"[Author]) AND 2J[Journal]) AND year[Order])";mag_request({url:mag_currentQikanUrl() + '/CN/searchresult',data:{searchSQL:searchSQL}});}function richClickKeyword(keyword){var searchSQL = "((("+mag_advSearchValReplace(keyword)+"[Keyword]) AND 2J[Journal]) AND year[Order])";mag_request({url:mag_currentQikanUrl() + '/CN/searchresult',data:{searchSQL:searchSQL}});}function mag_share(){$("#bShare_more_a").click();}function loadRelatedArticles(){if($("#showRelatedArticles") && $("#showRelatedArticles").length>0){//加载过了}else{mag_loading();mag_ajax_update({ele_id:'relatedArticles-content',url:mag_currentQikanUrl() + '/CN/article/relatedArticle.do',data:{id:$("#articleId").val(), forwardJsp:'showArticle'},complete:function(){mag_layer_close();}});}}function showMetrics(){mag_window_location(mag_currentQikanUrl() + '/CN/metrics/'+$("#articleId").val());}function piaofuFn(a,fnId){var content=''+$("#mag-rich-fn-"+fnId).html()+'';piaofu(a,content);}function huoqukuanduimg(){//}function doDataJsonText(text){var str = text;//var _nlmdtdXml = $("#article_nlmdtdXml").val();//var magDir = _nlmdtdXml.replace(/\/[^\/]+$/,'');str = str.replace(/";ss += "";var shuomingTitle = "";var shuomingContent = '';if(fig.titleCn && fig.titleCn!=''){shuomingTitle = fig.titleCn;if(fig.titleContentCn && fig.titleContentCn!=''){shuomingContent += fig.titleContentCn;}}if(shuomingTitle==''){if(fig.titleEn && fig.titleEn!=''){shuomingTitle = fig.titleEn;}if(fig.titleContentEn && fig.titleContentEn!=''){shuomingContent += fig.titleContentEn;}}else{if(fig.titleEn && fig.titleEn!=''){shuomingContent += ""+fig.titleEn+"

• 减轻损失规则的帕累托效率解读与展开

  张金海

  帕累托效率说能够给减轻损失规则以最为直接、合理的解释。在违约的情况下,实现债权人的期待利益可能有不同方式,减损规则所认可的是使损失较小进而能减轻债务人负担的方式。以帕累托效率观念为指引,确定非金钱给付和金钱给付的债权人利益何在,并明确债权人不应徒然支出附带费用,不应放任完整利益损失发生或扩大,可对减损规则的具体要求作全面的、体系化的建构。基于帕累托效率观念也可以对减损要求的制约因素作有条理的整理:减损要求不能有害于债权人的期待利益;减损要求应有实效,不能负担过重;选择有利于债务人的方案不是无条件的,债务人仍应对债权人因缺乏资力而未能合理地避免的损失负责。"/>template{display:none;}.mag-rich-xref-fn { cursor: pointer;}//长视频$(document).ready(function(){if($("#showLongArticleVideo") && $("#showLongArticleVideo").length && $("#showLongArticleVideo").length>0){mag_ajax_update({ele_id:'showLongArticleVideo',url:mag_currentQikanUrl() + "/CN/article/showLongArticleVideo.do?id="+$("#articleId").val()});}});$(document).ready(function(){window.metaData = {"journal":{"issn":"1000-5072","qiKanMingCheng_CN":"暨南学报（哲学社会科学版）","id":2,"qiKanMingCheng_EN":"Jinan Journal"},"fundList_cn":["国家社会科学基金项目“民法典背景下违约损害赔偿制度的发展与完善研究”(16BFX154)"],"article":{"keywordList_cn":["减轻损失规则","帕累托效率","体系化建构","制约因素"],"juan":"43","zhaiyao_cn":"帕累托效率说能够给减轻损失规则以最为直接、合理的解释。在违约的情况下,实现债权人的期待利益可能有不同方式,减损规则所认可的是使损失较小进而能减轻债务人负担的方式。以帕累托效率观念为指引,确定非金钱给付和金钱给付的债权人利益何在,并明确债权人不应徒然支出附带费用,不应放任完整利益损失发生或扩大,可对减损规则的具体要求作全面的、体系化的建构。基于帕累托效率观念也可以对减损要求的制约因素作有条理的整理:减损要求不能有害于债权人的期待利益;减损要求应有实效,不能负担过重;选择有利于债务人的方案不是无条件的,债务人仍应对债权人因缺乏资力而未能合理地避免的损失负责。","endNoteUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=EndNote&id=6134","bibtexUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=BibTeX&id=6134","abstractUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2021/V43/I8/75","qi":"8","id":6134,"nian":2021,"bianHao":"2021-8-75","zuoZheEn_L":"ZHANG Jinhai","juanUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2021","shouCiFaBuRiQi":"2021-09-02","qiShiYe":"75","qiUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2021/V43/I8","lanMu_cn":"民商法研究","pdfSize":"1349","zuoZhe_CN":"张金海","risUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=Ris&id=6134","title_cn":"减轻损失规则的帕累托效率解读与展开","jieShuYe":"88","keywordList_en":["constraints","mitigation rule","Pareto-efficiency","systematic construction"],"endNoteUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=EndNote&id=6134","zhaiyao_en":"Pareto-efficiency theory can explain mitigation rules most directly and reasonably. If the obligor breaches, there may be different means of realizing the obligee's expectation interest, mitigation rule approves the one which can reduce loss and then release the obligor's burden. With the guidance of Pareto-efficiency, we should ensure the obligee's interest in non-money and money performance, require the obligee not to expend costs futilely, not to let damage to integrity interest occur or expand. Instead, we can thoroughly and systematically construct the requirements of mitigation rule. The constraining factors of mitigation requirements can also be orderly organized based on the conception of Pareto-efficiency: mitigation requirements should not be detrimental to the obligee's expectation interest; mitigation requirements should be effective and not impose heavy burden on the obligee; adoption of the scheme which benefits the obligor is not unconditional. The obligor should be liable for the loss that the obligee has not mitigated reasonably because of the lack of economic resources.","bibtexUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=BibTeX&id=6134","abstractUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2021/V43/I8/75","zuoZheCn_L":"张金海","juanUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2021","lanMu_en":"","qiUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2021/V43/I8","zuoZhe_EN":"ZHANG Jinhai","risUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=Ris&id=6134","title_en":"A Pareto-Efficiency Interpretation of Mitigation Rule and the Institution Construction upon its Basis","hasPdf":"true"},"authorNotes_cn":["张金海,四川大学法学院。"]};if(window.metaData && (!window.metaData.authorNotesCommon_cn && !window.metaData.authorNotesCorresp_cn && window.metaData.authorNotes_cn)){window.metaData.authorNotesCommon_cn = window.metaData.authorNotes_cn;}if(window.metaData && (!window.metaData.authorNotesCommon_en && !window.metaData.authorNotesCorresp_en && window.metaData.authorNotes_en)){window.metaData.authorNotesCommon_en = window.metaData.authorNotes_en;}var _nlmdtdXml = $("#article_nlmdtdXml").val();var magDir = _nlmdtdXml.replace(/\/[^\/]+$/,'');window.metaData.magDir = magDir;new mag_vue({ el: '#metaVue', //dataUrl: mag_currentQikanUrl() + '/EN/article/getRichHtmlJson.do?articleId='+$("#articleId").val(), data:window.metaData, loading:true, doTextFun:function(text){ return doDataJsonText(text); }, doAfterFun:function(selector,jsonData){doMagVueAfter(selector,jsonData);}});var pars = {attachType:'PDF',id:$("#articleId").val(),json:true};jQuery.post($("#mag-common-contextPath").val()+"/CN/article/showArticleFile.do?" + new Date().getTime(), pars, function(data){var json=null;if(data.match(/^\[json\].*/g)){json=eval("("+data.replace(/^\[json\]/g,"")+")");}if(json && json.status == 1){//有权限}else{//无权限$("#no-access-div").show();}});mag_ajax({url:mag_currentQikanUrl() + '/CN/article/getRichHtmlJson.do',data:{articleId:$("#articleId").val(),token:'e7a49156a57446ecad62413f3f7a66c8',referer:document.referrer},dataType:"json",async:"false",success:function(json){if(json.richHtmlJson && json.richHtmlJson.article){if(json.trans){var _nlmdtdXmlCN = $("#article_nlmdtdXmlCN").val();var magDirCN = _nlmdtdXmlCN.replace(/\/[^\/]+$/,'');json.richHtmlJson.magDir=magDirCN;}else{json.richHtmlJson.magDir=magDir;}new mag_vue({ el: '#bodyVue', data:json.richHtmlJson, doTextFun:function(text){ return doDataJsonText(text); 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• 个人信息处理中“儿童同意”的年龄标准

  冯恺

  个人信息保护法中划定“儿童同意”的年龄界限,目的在于提供一个判断儿童作出同意是否有效的客观标准。“儿童同意”年龄的本质仍在于儿童的同意能力,此种能力受到传统民法中行为能力理论的影响,又因“同意能力”与“行为能力”在理论上的分离而表现出一定独立性,进而促生了具有差异性的“儿童同意”年龄标准。为了设定一个合理的年龄界点,有必要对本国法律体系中“儿童同意”年龄标准的正当性基础作出解释。同时,尽管“儿童同意”年龄标准统一化符合法律的实践要求,但也存在难以应对儿童个体的现实差异、不利于儿童自主决定权行使和交易相对人信赖利益保护等局限性。我国在统一设定“儿童同意”年龄标准的前提下,仍需要提供一定例外性规范增强其现实适应力。"/>template{display:none;}.mag-rich-xref-fn { cursor: pointer;}//长视频$(document).ready(function(){if($("#showLongArticleVideo") && $("#showLongArticleVideo").length && $("#showLongArticleVideo").length>0){mag_ajax_update({ele_id:'showLongArticleVideo',url:mag_currentQikanUrl() + "/CN/article/showLongArticleVideo.do?id="+$("#articleId").val()});}});$(document).ready(function(){window.metaData = {"journal":{"issn":"1000-5072","qiKanMingCheng_CN":"暨南学报（哲学社会科学版）","id":2,"qiKanMingCheng_EN":"Jinan Journal"},"fundList_cn":["国家社会科学基金规划项目“未成年人个人信息保护立法研究”(19BFX151)"],"article":{"keywordList_cn":["标准统一化","儿童年龄","例外性规范","同意能力"],"juan":"43","zhaiyao_cn":"个人信息保护法中划定“儿童同意”的年龄界限,目的在于提供一个判断儿童作出同意是否有效的客观标准。“儿童同意”年龄的本质仍在于儿童的同意能力,此种能力受到传统民法中行为能力理论的影响,又因“同意能力”与“行为能力”在理论上的分离而表现出一定独立性,进而促生了具有差异性的“儿童同意”年龄标准。为了设定一个合理的年龄界点,有必要对本国法律体系中“儿童同意”年龄标准的正当性基础作出解释。同时,尽管“儿童同意”年龄标准统一化符合法律的实践要求,但也存在难以应对儿童个体的现实差异、不利于儿童自主决定权行使和交易相对人信赖利益保护等局限性。我国在统一设定“儿童同意”年龄标准的前提下,仍需要提供一定例外性规范增强其现实适应力。","endNoteUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=EndNote&id=4904","bibtexUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=BibTeX&id=4904","abstractUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2021/V43/I8/89","qi":"8","id":4904,"nian":2021,"bianHao":"2021-8-89","zuoZheEn_L":"FENG Kai","juanUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2021","shouCiFaBuRiQi":"2021-09-02","qiShiYe":"89","qiUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2021/V43/I8","lanMu_cn":"民商法研究","pdfSize":"1321","zuoZhe_CN":"冯恺","risUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=Ris&id=4904","title_cn":"个人信息处理中“儿童同意”的年龄标准","jieShuYe":"100","keywordList_en":["Capacity for consent","Children's age","Exceptional norm","Standardization"],"endNoteUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=EndNote&id=4904","zhaiyao_en":"In the personal information protection law, the age limit of “children's consent” is defined to provide an objective standard to judge whether a consent by a child is effective. The essence of the age of children's consent still lies in the ability of children's consent, which is influenced by the theory of capacity for conduct rooted in the traditional civil law, and shows certain independence due to the separation of capacity theories for consent and conduct, thus promoting a different age criteria of “children's consent”. In order to set a reasonable age threshold, it is necessary to explain the legitimacy basis of “children's consent”. At the same time, the unification of the age criteria of “children's consent” meets the inherent requirements of the law, but it is also difficult to deal with the practical differences among different children, which is not conducive to the exercise of children's independent decision-making rights and the protection of the trading counterpart's trust interest. Upon the premise of setting the unified age criteria of “children's consent”, it is still necessary for China to provide the exceptional norms to enhance its practical adaptability.","bibtexUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=BibTeX&id=4904","abstractUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2021/V43/I8/89","zuoZheCn_L":"冯恺","juanUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2021","lanMu_en":"","qiUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2021/V43/I8","zuoZhe_EN":"FENG Kai","risUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=Ris&id=4904","title_en":"Age Criteria of “Children's Consent” in Personal Information Processing","hasPdf":"true"},"authorNotes_cn":["冯恺,中国政法大学比较法学研究院。"]};if(window.metaData && (!window.metaData.authorNotesCommon_cn && !window.metaData.authorNotesCorresp_cn && window.metaData.authorNotes_cn)){window.metaData.authorNotesCommon_cn = window.metaData.authorNotes_cn;}if(window.metaData && (!window.metaData.authorNotesCommon_en && !window.metaData.authorNotesCorresp_en && window.metaData.authorNotes_en)){window.metaData.authorNotesCommon_en = window.metaData.authorNotes_en;}var _nlmdtdXml = $("#article_nlmdtdXml").val();var magDir = _nlmdtdXml.replace(/\/[^\/]+$/,'');window.metaData.magDir = magDir;new mag_vue({ el: '#metaVue', //dataUrl: mag_currentQikanUrl() + '/EN/article/getRichHtmlJson.do?articleId='+$("#articleId").val(), data:window.metaData, loading:true, doTextFun:function(text){ return doDataJsonText(text); 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• 正本清源:正当防卫权利之本的应然回归

  魏汉涛

  正当防卫的权利之本是正当防卫成立条件设置的基础与解释之源,但国内学者大多停留于介绍国外理论学说而没有进行必要的追问,以致正当防卫的权利之本没有达成共识,这是有关正当防卫成立条件的解读百家争鸣却难以平息的主要原因,也是有关防卫案件的司法裁判难以让人信服的深层根源。由于法益大小的衡量、法益位阶高低的判断变得越来越困难,“法益衡量说”和“优越利益说”的解释力越来越低。“社会秩序维护说”难以发挥正当防卫成立条件的解释功能,“个人的自己保全说”无法演绎出正当防卫的边界。“社会相当性说”贴近正当防卫的自然法之源,可以实现法理与事理的对接,会使正当防卫制度更接地气,得到最高司法机关发布的指导意见及其指导案例的间接肯认。另外,将社会相当性作为正当防卫的权利之本,不会重回法律与道德的混同,社会相当性的判断标准模糊的缺陷可以克服,判断要素无限、判断标准多元的问题可以解决。"/>template{display:none;}.mag-rich-xref-fn { cursor: pointer;}//长视频$(document).ready(function(){if($("#showLongArticleVideo") && $("#showLongArticleVideo").length && $("#showLongArticleVideo").length>0){mag_ajax_update({ele_id:'showLongArticleVideo',url:mag_currentQikanUrl() + "/CN/article/showLongArticleVideo.do?id="+$("#articleId").val()});}});$(document).ready(function(){window.metaData = {"journal":{"issn":"1000-5072","qiKanMingCheng_CN":"暨南学报（哲学社会科学版）","id":2,"qiKanMingCheng_EN":"Jinan Journal"},"fundList_cn":["国家社会科学基金项目“正当防卫制度反思研究”(19FFXB021)。"],"article":{"keywordList_cn":["合理性证明","权利本质","社会相当性","正当防卫"],"juan":"43","zhaiyao_cn":"正当防卫的权利之本是正当防卫成立条件设置的基础与解释之源,但国内学者大多停留于介绍国外理论学说而没有进行必要的追问,以致正当防卫的权利之本没有达成共识,这是有关正当防卫成立条件的解读百家争鸣却难以平息的主要原因,也是有关防卫案件的司法裁判难以让人信服的深层根源。由于法益大小的衡量、法益位阶高低的判断变得越来越困难,“法益衡量说”和“优越利益说”的解释力越来越低。“社会秩序维护说”难以发挥正当防卫成立条件的解释功能,“个人的自己保全说”无法演绎出正当防卫的边界。“社会相当性说”贴近正当防卫的自然法之源,可以实现法理与事理的对接,会使正当防卫制度更接地气,得到最高司法机关发布的指导意见及其指导案例的间接肯认。另外,将社会相当性作为正当防卫的权利之本,不会重回法律与道德的混同,社会相当性的判断标准模糊的缺陷可以克服,判断要素无限、判断标准多元的问题可以解决。","endNoteUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=EndNote&id=6027","bibtexUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=BibTeX&id=6027","abstractUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2021/V43/I8/101","qi":"8","id":6027,"nian":2021,"bianHao":"2021-8-101","zuoZheEn_L":"WEI Hantao","juanUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2021","shouCiFaBuRiQi":"2021-09-02","qiShiYe":"101","qiUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2021/V43/I8","lanMu_cn":"刑法研究","pdfSize":"1407","zuoZhe_CN":"魏汉涛","risUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=Ris&id=6027","title_cn":"正本清源:正当防卫权利之本的应然回归","jieShuYe":"116","keywordList_en":["defense","essence of rights","rationality demonstration","social correspondence theory"],"endNoteUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=EndNote&id=6027","zhaiyao_en":"The essence of the right of self-defense is the basis for the establishment of the conditions and the source of explanation for conditions. However, most domestic scholars focus on introducing foreign theoretical theories, so that there is no consensus on the right of legitimate defense. This is the main reason why the interpretation of the conditions of self-defense is endlessly controversial, and it is also a deep reason why the judicial judgment of defense cases is not convincing. As the measurement of the amount of legal interest and the judgment of legal interest rank become more and more difficult, the explanatory power of “the theory of measuring legal interest” and “the theory of superior interests” is getting increasingly weaker. The “social order maintenance theory” is difficult to perform the function of explaining the conditions of self-defense, and the “individual self-preservation theory” cannot deduce the boundaries of self-defense. Only the “social correspondence theory” reveals the foundation of the right of self-defense. The theory is close to the source of natural law of self-defense. It has the strongest explanatory power. It can realize the connection between legal principles and affairs, which will make the self-defense more grounded. The theory supported by the case of justified defense guidance. In addition, taking social correspondence as the basis of the right of self-defense will not return to the confusion of law and morality. The flaws in the judging standard of social correspondence can be overcome, and the problems of unlimited judging factors and multiple judging standards can be resolved.","bibtexUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=BibTeX&id=6027","abstractUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2021/V43/I8/101","zuoZheCn_L":"魏汉涛","juanUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2021","lanMu_en":"","qiUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2021/V43/I8","zuoZhe_EN":"WEI Hantao","risUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=Ris&id=6027","title_en":"An Analysis on the Essence of the Right of Defense","hasPdf":"true"},"authorNotes_cn":["魏汉涛,安徽大学法学院。"]};if(window.metaData && (!window.metaData.authorNotesCommon_cn && !window.metaData.authorNotesCorresp_cn && window.metaData.authorNotes_cn)){window.metaData.authorNotesCommon_cn = window.metaData.authorNotes_cn;}if(window.metaData && (!window.metaData.authorNotesCommon_en && !window.metaData.authorNotesCorresp_en && window.metaData.authorNotes_en)){window.metaData.authorNotesCommon_en = window.metaData.authorNotes_en;}var _nlmdtdXml = $("#article_nlmdtdXml").val();var magDir = _nlmdtdXml.replace(/\/[^\/]+$/,'');window.metaData.magDir = magDir;new mag_vue({ el: '#metaVue', //dataUrl: mag_currentQikanUrl() + '/EN/article/getRichHtmlJson.do?articleId='+$("#articleId").val(), data:window.metaData, loading:true, doTextFun:function(text){ return doDataJsonText(text); }, doAfterFun:function(selector,jsonData){doMagVueAfter(selector,jsonData);}});var pars = {attachType:'PDF',id:$("#articleId").val(),json:true};jQuery.post($("#mag-common-contextPath").val()+"/CN/article/showArticleFile.do?" + new Date().getTime(), pars, function(data){var json=null;if(data.match(/^\[json\].*/g)){json=eval("("+data.replace(/^\[json\]/g,"")+")");}if(json && json.status == 1){//有权限}else{//无权限$("#no-access-div").show();}});mag_ajax({url:mag_currentQikanUrl() + '/CN/article/getRichHtmlJson.do',data:{articleId:$("#articleId").val(),token:'7f68173fee664b299d8d2014ad7f8daf',referer:document.referrer},dataType:"json",async:"false",success:function(json){if(json.richHtmlJson && json.richHtmlJson.article){if(json.trans){var _nlmdtdXmlCN = $("#article_nlmdtdXmlCN").val();var magDirCN = _nlmdtdXmlCN.replace(/\/[^\/]+$/,'');json.richHtmlJson.magDir=magDirCN;}else{json.richHtmlJson.magDir=magDir;}new mag_vue({ el: '#bodyVue', data:json.richHtmlJson, doTextFun:function(text){ return doDataJsonText(text); 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• 资本市场开放与企业“脱实向虚”:助推器还是稳定器？——基于“沪港通”的经验证据

  孙志红, 刘炳荣

  资本市场开放加剧还是抑制了实体经济“脱实向虚”一直是政府部门与学术界重点关注的话题。本文以“沪港通”交易制度为准自然实验,运用2012—2016年间中国沪深两市A股上市企业数据,构建双重差分模型,从微观视角考察了资本市场开放对企业“脱实向虚”的影响及作用机理。研究发现,“沪港通”的实施显著抑制了企业“脱实向虚”,且该作用在大规模、国有企业以及市场化程度和司法效率较高的地区企业中更为明显。机制分析表明,“沪港通”改善了公司内部治理,有效抑制了企业投机套利动机,强化了境外投资者外部监督作用,提高了股价信息含量和信息披露程度,进而抑制了企业“脱实向虚”。进一步发现,有为的政府治理和有效的金融监管在上述传导机制中发挥着关键性作用。上述发现为新时期深层次推进资本市场开放、有序引导经济“脱虚向实”提供了一定参考和借鉴。"/>template{display:none;}.mag-rich-xref-fn { cursor: pointer;}//长视频$(document).ready(function(){if($("#showLongArticleVideo") && $("#showLongArticleVideo").length && $("#showLongArticleVideo").length>0){mag_ajax_update({ele_id:'showLongArticleVideo',url:mag_currentQikanUrl() + "/CN/article/showLongArticleVideo.do?id="+$("#articleId").val()});}});$(document).ready(function(){window.metaData = {"journal":{"issn":"1000-5072","qiKanMingCheng_CN":"暨南学报（哲学社会科学版）","id":2,"qiKanMingCheng_EN":"Jinan Journal"},"fundList_cn":["国家社会科学基金一般项目“脱贫与稳增长导向下新疆民族地区特色小镇建设与金融资源配置研究”(17BJY049)。"],"article":{"keywordList_cn":["公司治理","脱实向虚","信息机制","政府治理","资本市场开放"],"juan":"43","zhaiyao_cn":"资本市场开放加剧还是抑制了实体经济“脱实向虚”一直是政府部门与学术界重点关注的话题。本文以“沪港通”交易制度为准自然实验,运用2012—2016年间中国沪深两市A股上市企业数据,构建双重差分模型,从微观视角考察了资本市场开放对企业“脱实向虚”的影响及作用机理。研究发现,“沪港通”的实施显著抑制了企业“脱实向虚”,且该作用在大规模、国有企业以及市场化程度和司法效率较高的地区企业中更为明显。机制分析表明,“沪港通”改善了公司内部治理,有效抑制了企业投机套利动机,强化了境外投资者外部监督作用,提高了股价信息含量和信息披露程度,进而抑制了企业“脱实向虚”。进一步发现,有为的政府治理和有效的金融监管在上述传导机制中发挥着关键性作用。上述发现为新时期深层次推进资本市场开放、有序引导经济“脱虚向实”提供了一定参考和借鉴。","endNoteUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=EndNote&id=6135","bibtexUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=BibTeX&id=6135","abstractUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2021/V43/I8/117","qi":"8","id":6135,"nian":2021,"bianHao":"2021-8-117","zuoZheEn_L":"SUN Zhihong, LIU Bingrong","juanUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2021","shouCiFaBuRiQi":"2021-09-02","qiShiYe":"117","qiUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2021/V43/I8","lanMu_cn":"金融研究","pdfSize":"1681","zuoZhe_CN":"孙志红, 刘炳荣","risUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=Ris&id=6135","title_cn":"资本市场开放与企业“脱实向虚”:助推器还是稳定器？——基于“沪港通”的经验证据","jieShuYe":"132","keywordList_en":["corporate governance","financialization","government governance","information mechanism","stock market liberalization"],"endNoteUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/article/getTxtFile.do?fileType=EndNote&id=6135","zhaiyao_en":"Whether the stock market liberalization intensifies or restricts the real economy “removing from substantial economy to fictitious economy” has always been the focus of the government departments and academic circles. Based on the “Shanghai-Hong Kong Stock Connect” trading scheme as a natural experiment, this paper uses the data of Chinese A-share listed enterprises in Shanghai and Shenzhen stock markets from 2012 to 2016 to build a difference-in-differences model, and investigates the impact of stock market opening on enterprises' financialization and its mechanism from a micro perspective. It is found that the implementation of Shanghai-Hong Kong Stock Connect significantly inhibits the “removing from substantial economy to fictitious economy” of enterprises, and the effect is more obvious in large-scale, state-owned enterprises and regional enterprises with high marketization degree and judicial efficiency. The mechanism analysis shows that “Shanghai-Hong Kong Stock Connect” has improved the internal governance of companies, effectively suppressed the speculative arbitrage motive of enterprises, strengthened the external supervision role of foreign investors, increased the information content of stock prices and the degree of information disclosure, and thus has restrained enterprises from Financialization. It is further found that good governance and effective financial supervision play key roles in the above mechanism. The above findings provide some references for deepening the opening of the stock market and orderly guiding the “removing from fictitious economy to substantial economy” of the economy in the new era.","bibtexUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=BibTeX&id=6135","abstractUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2021/V43/I8/117","zuoZheCn_L":"孙志红, 刘炳荣","juanUrl_cn":"https://jnxb.jnu.edu.cn/skb/CN/Y2021","lanMu_en":"","qiUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/Y2021/V43/I8","zuoZhe_EN":"SUN Zhihong, LIU Bingrong","risUrl_en":"https://jnxb.jnu.edu.cn/skb/EN/article/getTxtFile.do?fileType=Ris&id=6135","title_en":"Accelerator or Stabilizer? Stock Market Liberalization and Enterprise' Financialization: Evidence from Shanghai-Hong Kong Stock Connect","hasPdf":"true"},"authorNotes_cn":["孙志红,石河子大学经济与管理学院、兵团金融研究中心;刘炳荣,石河子大学经济与管理学院。"]};if(window.metaData && (!window.metaData.authorNotesCommon_cn && !window.metaData.authorNotesCorresp_cn && window.metaData.authorNotes_cn)){window.metaData.authorNotesCommon_cn = window.metaData.authorNotes_cn;}if(window.metaData && (!window.metaData.authorNotesCommon_en && !window.metaData.authorNotesCorresp_en && window.metaData.authorNotes_en)){window.metaData.authorNotesCommon_en = window.metaData.authorNotes_en;}var _nlmdtdXml = $("#article_nlmdtdXml").val();var magDir = _nlmdtdXml.replace(/\/[^\/]+$/,'');window.metaData.magDir = magDir;new mag_vue({ el: '#metaVue', //dataUrl: mag_currentQikanUrl() + '/EN/article/getRichHtmlJson.do?articleId='+$("#articleId").val(), data:window.metaData, loading:true, doTextFun:function(text){ return doDataJsonText(text); }, doAfterFun:function(selector,jsonData){doMagVueAfter(selector,jsonData);}});var pars = {attachType:'PDF',id:$("#articleId").val(),json:true};jQuery.post($("#mag-common-contextPath").val()+"/CN/article/showArticleFile.do?" + new Date().getTime(), pars, function(data){var json=null;if(data.match(/^\[json\].*/g)){json=eval("("+data.replace(/^\[json\]/g,"")+")");}if(json && json.status == 1){//有权限}else{//无权限$("#no-access-div").show();}});mag_ajax({url:mag_currentQikanUrl() + '/CN/article/getRichHtmlJson.do',data:{articleId:$("#articleId").val(),token:'04f898839651413fafd1f80a3ea7f66f',referer:document.referrer},dataType:"json",async:"false",success:function(json){if(json.richHtmlJson && json.richHtmlJson.article){if(json.trans){var _nlmdtdXmlCN = $("#article_nlmdtdXmlCN").val();var magDirCN = _nlmdtdXmlCN.replace(/\/[^\/]+$/,'');json.richHtmlJson.magDir=magDirCN;}else{json.richHtmlJson.magDir=magDir;}new mag_vue({ el: '#bodyVue', data:json.richHtmlJson, doTextFun:function(text){ return doDataJsonText(text); 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